ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

40 hedge funds and large institutions have $116M invested in Allspring Multi-Sector Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
7
Increased
16
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$6.61M
2
PPA
2
Parametric Portfolio Associates
Washington
$6.92M
3
AQR Capital Management
3
AQR Capital Management
Connecticut
$1.43M
4
SAM
4
Selway Asset Management
$1.36M
5
Citigroup
5
Citigroup
New York
$1.35M

Top Sellers

1
Invesco
1
Invesco
Georgia
$26.5M
2
GC
2
Guggenheim Capital
Illinois
$9.19M
3
SIA
3
Sit Investment Associates
Minnesota
$15.1M
4
AAM
4
Advisors Asset Management
Colorado
$6.91M
5
TC
5
TFS Capital
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SI
26
SII Investments
Wisconsin
$628K +$70.1K +4,975 +13%
FFA
27
First Foundation Advisors
California
$414K +$185K +13,088 +81%
SNC
28
Stifel Nicolaus & Co
Missouri
$413K -$182K -12,895 -31%
SFS
29
Shaker Financial Services
Virginia
$350K +$118K +8,332 +51%
Goldman Sachs
30
Goldman Sachs
New York
$313K +$152K +10,768 +95%
OC
31
Oppenheimer & Co
New York
$224K -$21.6K -1,531 -9%
Geode Capital Management
32
Geode Capital Management
Massachusetts
$222K – – –
First Trust Advisors
33
First Trust Advisors
Illinois
$210K -$94.8K -6,690 -31%
IAS
34
IMA Advisory Services
Colorado
$159K +$9.75K +690 +7%
Ameriprise
35
Ameriprise
Minnesota
$155K -$53.5K -3,780 -26%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$99K +$282 +20 +0.3%
AIG
37
American International Group
New York
$78.1K +$31.1K +2,200 +66%
PC
38
Perry Capital
New York
$42K +$42K +3,000 New
Creative Planning
39
Creative Planning
Kansas
$21K -$22.4K -1,610 -52%
CFA
40
Carroll Financial Associates
North Carolina
$21K – – –
TFMS
41
Trust & Fiduciary Management Services
Massachusetts
$20K – – –
HNB
42
Huntington National Bank
Ohio
$2K -$2K – –
AC
43
Alexandria Capital
Virginia
$1K – – –
TC
44
TFS Capital
Pennsylvania
– -$1.02M -69,492 Closed
Rafferty Asset Management
45
Rafferty Asset Management
New York
– -$149K -10,157 Closed
TRCT
46
Tower Research Capital (TRC)
New York
– -$3K -214 Closed
WC
47
Whitnell & Co
Illinois
– -$1K -99 Closed
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