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Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KPF
26
K2 Principal Fund
Ontario, Canada
$275K – – –
LPL Financial
27
LPL Financial
California
$261K +$1.51K +127 +0.5%
SFS
28
Shaker Financial Services
Virginia
$261K -$73.8K -6,216 -21%
CAPTRUST Financial Advisors
29
CAPTRUST Financial Advisors
North Carolina
$248K – – –
RA
30
Ruggaard & Associates
Ohio
$209K – – –
Osaic Holdings
31
Osaic Holdings
Arizona
$206K +$25.4K +2,139 +13%
PFO
32
PMG Family Office
Texas
$205K +$867 +73 +0.4%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$195K +$9.12K +768 +5%
BI
34
Beckerman Institutional
New Jersey
$143K – – –
OPA
35
Old Port Advisors
Maine
$138K -$22.7K -1,911 -13%
UBS Group
36
UBS Group
Switzerland
$135K +$17.5K +1,470 +14%
MIC
37
Meridian Investment Counsel
California
$124K – – –
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$112K +$120K +10,084 New
GWM
39
Gilpin Wealth Management
Colorado
$44.6K – – –
Wolverine Asset Management
40
Wolverine Asset Management
Illinois
$43K +$45.8K +3,859 New
AF
41
Advisornet Financial
Minnesota
$33.9K +$107 +9 +0.3%
MAI Capital Management
42
MAI Capital Management
Ohio
$22.3K – – –
SS
43
Sunbelt Securities
Texas
$22.3K – – –
BW
44
Basepoint Wealth
Iowa
$12K +$226 +19 +2%
Jones Financial Companies
45
Jones Financial Companies
Missouri
$4.92K – – –
MWA
46
Medallion Wealth Advisors
Connecticut
$3.92K – – –
HWP
47
Highline Wealth Partners
California
$2.79K +$2.97K +250 New
Parallel Advisors
48
Parallel Advisors
California
$24 – – –
Cetera Investment Advisers
49
Cetera Investment Advisers
Illinois
– -$128K -11,012 Closed
CIA
50
Cape Investment Advisory
Georgia
– -$20.6K -1,767 Closed