Cetera Investment Advisers
ECF

Cetera Investment Advisers’s Ellsworth Growth & Income Fund ECF Stock Holding History

Cetera Investment Advisers’s Portfolio ECF Stock Details ECF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-11,012
Closed -$128K – 4855
2025
Q4 		$128K Sell
11,012
-1,795
-14% -$21.4K ﹤0.01% 4341
2025
Q3 		$149K Buy
12,807
+2,051
+19% +$22.3K ﹤0.01% 4236
2025
Q2 		$110K Hold
10,756
– – ﹤0.01% 3871
2025
Q1 		$97.7K Sell
10,756
-350
-3% -$3.39K ﹤0.01% 3779
2024
Q4 		$108K Buy
11,106
+148
+1% +$1.41K ﹤0.01% 3566
2024
Q3 		$98.5K Buy
10,958
+535
+5% +$4.59K ﹤0.01% 3539
2024
Q2 		$85.9K Sell
10,423
-932
-8% -$7.45K ﹤0.01% 3536
2024
Q1 		$92.2K Buy
11,355
+486
+4% +$3.89K ﹤0.01% 3516
2023
Q4 		$87.8K Buy
+10,869
New +$83.9K ﹤0.01% 2148
2023
Q1 		– Sell
-10,094
Closed -$80.6K – 2182
2022
Q4 		$80.6K Buy
+10,094
New +$84.5K ﹤0.01% 2015

Other funds holding ECF

SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Investment Advisers's ECF Position: Q1 2026 in Review

Cetera Investment Advisers sold out of Ellsworth Growth & Income Fund (ECF) in Q1 2026, closing a stake of 11,012 shares — an estimated $128K sold.

Cetera Investment Advisers first reported a position in ECF in Q4 2022 and held it in 10 quarters. The position peaked at $149K in Q3 2025. 48 funds tracked by Wall St. Rank hold ECF as of Q1 2026.

  • Cetera Investment Advisers reported no remaining Ellsworth Growth & Income Fund position as of Q1 2026 after selling out during the quarter.
  • Cetera Investment Advisers sold 11,012 Ellsworth Growth & Income Fund shares in Q1 2026, an estimated $128K.
  • Cetera Investment Advisers first reported a position in Ellsworth Growth & Income Fund in Q4 2022 and held it in 10 quarters.
  • Cetera Investment Advisers's Ellsworth Growth & Income Fund position peaked at $149K in Q3 2025.
  • 48 funds tracked by Wall St. Rank held Ellsworth Growth & Income Fund as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.