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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$292K +$10.1K +850 +4%
KPF
27
K2 Principal Fund
Ontario, Canada
$286K +$9.95K +834 +4%
LPL Financial
28
LPL Financial
California
$271K +$60.3K +5,051 +28%
CAPTRUST Financial Advisors
29
CAPTRUST Financial Advisors
North Carolina
$258K
RA
30
Ruggaard & Associates
Ohio
$218K
PFO
31
PMG Family Office
Texas
$213K
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$194K -$25.8K -2,160 -11%
Osaic Holdings
33
Osaic Holdings
Arizona
$190K -$12.2K -1,023 -6%
OPA
34
Old Port Advisors
Maine
$167K -$9.01K -755 -5%
BI
35
Beckerman Institutional
New Jersey
$149K
MIC
36
Meridian Investment Counsel
California
$129K
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$128K -$21.4K -1,795 -14%
UBS Group
38
UBS Group
Switzerland
$124K +$5.8K +486 +5%
GWM
39
Gilpin Wealth Management
Colorado
$46.5K +$47.7K +4,000 New
AF
40
Advisornet Financial
Minnesota
$35.3K +$215 +18 +0.6%
GRP
41
Global Retirement Partners
California
$23.9K -$63.4K -5,313 -72%
MCM
42
MAI Capital Management
Ohio
$23.3K
SS
43
Sunbelt Securities
Texas
$23.3K
CIA
44
Cape Investment Advisory
Georgia
$20.6K
BW
45
Basepoint Wealth
Iowa
$12.4K +$12.7K +1,062 New
Jones Financial Companies
46
Jones Financial Companies
Missouri
$5.29K +$5.43K +455 New
MWA
47
Medallion Wealth Advisors
Connecticut
$4.09K +$131 +11 +3%
VNA
48
Valley National Advisers
Pennsylvania
$3K
SIS
49
Sound Income Strategies
Florida
$771 +$740 +62 New
Bank of America
50
Bank of America
North Carolina
$663 -$429 -36 -39%