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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AA
26
AQR Arbitrage
Connecticut
$290K -$292K -26,850 -52%
PAG
27
Private Advisor Group
New Jersey
$281K +$130 +12 +0%
KPF
28
K2 Principal Fund
Ontario, Canada
$276K
CAPTRUST Financial Advisors
29
CAPTRUST Financial Advisors
North Carolina
$257K
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$225K +$7.6K +699 +4%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$219K -$6.05K -557 -3%
RA
32
Ruggaard & Associates
Ohio
$218K
PFO
33
PMG Family Office
Texas
$212K +$199K +18,286 New
LPL Financial
34
LPL Financial
California
$212K -$783 -72 -0.4%
Osaic Holdings
35
Osaic Holdings
Arizona
$195K +$21.6K +1,986 +13%
OPA
36
Old Port Advisors
Maine
$175K -$5.59K -514 -3%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$149K +$22.3K +2,051 +19%
BI
38
Beckerman Institutional
New Jersey
$148K
LJAC
39
L.J. Altfest & Co
New York
$135K
OHWP
40
Oak Harbor Wealth Partners
North Carolina
$134K
Creative Planning
41
Creative Planning
Kansas
$129K +$121K +11,118 New
MIC
42
Meridian Investment Counsel
California
$129K
HighTower Advisors
43
HighTower Advisors
Illinois
$122K -$3.85K -354 -3%
UBS Group
44
UBS Group
Switzerland
$118K -$87.3K -8,032 -44%
GRP
45
Global Retirement Partners
California
$85.4K +$1.06K +98 +1%
AF
46
Advisornet Financial
Minnesota
$35K +$76 +7 +0.2%
MCM
47
MAI Capital Management
Ohio
$23.2K
SS
48
Sunbelt Securities
Texas
$23.2K +$21.7K +2,000 New
CIA
49
Cape Investment Advisory
Georgia
$20.5K
GWSG
50
GPS Wealth Strategies Group
Colorado
$4.43K