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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Kovitz Investment Group Partners
26
Kovitz Investment Group Partners
Illinois
$288K +$274K +32,006 New
ACP
27
Aviance Capital Partners
Florida
$267K +$660 +77 +0.3%
LPL Financial
28
LPL Financial
California
$261K +$62.1K +7,243 +33%
Capstone Investment Advisors
29
Capstone Investment Advisors
New York
$256K +$245K +28,512 New
RJA
30
Raymond James & Associates
Florida
$229K -$15K -1,753 -6%
CAPTRUST Financial Advisors
31
CAPTRUST Financial Advisors
North Carolina
$227K
UBS Group
32
UBS Group
Switzerland
$213K -$78.8K -9,188 -28%
PAG
33
Private Advisor Group
New Jersey
$207K
MC
34
Matisse Capital
Oregon
$201K -$32.8K -3,820 -15%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$196K +$2.01K +234 +1%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$189K +$909 +106 +0.5%
Osaic Holdings
37
Osaic Holdings
Arizona
$189K +$463 +54 +0.3%
OPA
38
Old Port Advisors
Maine
$187K -$8.52K -994 -5%
RA
39
Ruggaard & Associates
Ohio
$169K
TFCP
40
Twin Focus Capital Partners
Massachusetts
$167K +$160K +18,600 New
LCM
41
Landscape Capital Management
New Jersey
$163K -$581K -67,695 -79%
HighTower Advisors
42
HighTower Advisors
Illinois
$145K +$6.86K +800 +5%
OHWP
43
Oak Harbor Wealth Partners
North Carolina
$131K
WAM
44
Wolverine Asset Management
Illinois
$130K +$17.5K +2,036 +16%
BI
45
Beckerman Institutional
New Jersey
$114K +$109K +12,668 New
LJAC
46
L.J. Altfest & Co
New York
$105K
MIC
47
Meridian Investment Counsel
California
$99.8K
Cetera Investment Advisers
48
Cetera Investment Advisers
Illinois
$98.5K +$4.59K +535 +5%
CI
49
Ceera Investments
Texas
$91.9K
CA
50
CoreCap Advisors
Michigan
$30.8K +$29.4K +3,427 New