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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RL
26
RPO LLC
Connecticut
$290K +$286K +35,664 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$262K -$40.4K -5,040 -14%
UBS Group
28
UBS Group
Switzerland
$260K -$21.9K -2,740 -8%
RJA
29
Raymond James & Associates
Florida
$253K -$16.9K -2,109 -6%
RVPG
30
Relative Value Partners Group
$253K
Osaic Holdings
31
Osaic Holdings
Arizona
$240K -$13K -1,625 -5%
ACP
32
Aviance Capital Partners
Florida
$239K -$14.9K -1,855 -6%
OPA
33
Old Port Advisors
Maine
$234K -$30.6K -3,817 -12%
MC
34
Matisse Capital
Oregon
$213K +$210K +26,176 New
CAPTRUST Financial Advisors
35
CAPTRUST Financial Advisors
North Carolina
$205K -$216K -26,966 -52%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$185K -$28.2K -3,522 -13%
MWM
37
Modera Wealth Management
New Jersey
$181K +$179K +22,294 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$180K -$10.7K -1,338 -6%
PAG
39
Private Advisor Group
New Jersey
$175K
RA
40
Ruggaard & Associates
Ohio
$152K
TFCP
41
Twin Focus Capital Partners
Massachusetts
$151K
LPL Financial
42
LPL Financial
California
$137K +$12.5K +1,555 +10%
HighTower Advisors
43
HighTower Advisors
Illinois
$124K +$129K +16,091 New
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$122K +$24.2K +3,022 +25%
OHWP
45
Oak Harbor Wealth Partners
North Carolina
$119K
LJAC
46
L.J. Altfest & Co
New York
$94K
Cetera Investment Advisers
47
Cetera Investment Advisers
Illinois
$92.2K +$3.89K +486 +4%
MIC
48
Meridian Investment Counsel
California
$90.1K
Stifel Financial
49
Stifel Financial
Missouri
$86.9K +$85.7K +10,700 New
CI
50
Ceera Investments
Texas
$83K +$81.8K +10,219 New