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ECF

Ellsworth Growth & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$269K -$57.7K -7,477 -18%
OPA
27
Old Port Advisors
Maine
$263K -$40K -5,184 -14%
RVPG
28
Relative Value Partners Group
$259K
ACP
29
Aviance Capital Partners
Florida
$253K -$880K -114,098 -78%
Osaic Holdings
30
Osaic Holdings
Arizona
$252K -$78.6K -10,187 -25%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$213K -$36K -4,660 -15%
EWA
32
Emergent Wealth Advisors
New York
$205K +$195K +25,325 New
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$190K -$4.86K -630 -3%
PAG
34
Private Advisor Group
New Jersey
$174K +$393 +51 +0.2%
RA
35
Ruggaard & Associates
Ohio
$152K
TFCP
36
Twin Focus Capital Partners
Massachusetts
$150K +$143K +18,600 New
LPL Financial
37
LPL Financial
California
$124K +$1.86K +241 +2%
OHWP
38
Oak Harbor Wealth Partners
North Carolina
$118K -$63.4K -8,223 -36%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$113K +$99.9K +12,953 +1,204%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$97K
LJAC
41
L.J. Altfest & Co
New York
$94K -$18.6K -2,416 -17%
MIC
42
Meridian Investment Counsel
California
$89.7K
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$87.8K +$83.9K +10,869 New
HNB
44
Huntington National Bank
Ohio
$80K
Comerica Bank
45
Comerica Bank
Texas
$30.2K +$2.46K +319 +9%
AWM
46
Avior Wealth Management
Nebraska
$17.4K +$4.12K +534 +33%
JP Morgan Chase
47
JP Morgan Chase
New York
$8.72K -$35.7K -4,621 -81%
GWSG
48
GPS Wealth Strategies Group
Colorado
$3.05K +$39 +5 +1%
Bank of America
49
Bank of America
North Carolina
$2.71K -$27.6K -3,572 -91%
PS
50
Principal Securities
Iowa
$2.67K +$2.55K +330 New