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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

62 hedge funds and large institutions have $69.6M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2022 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 16

0.74% less ownership

Funds ownership: 14% → 13.26% (-0.74%)

3% less funds holding

Funds holding: 64 → 62 (-2)

7% less capital invested

Capital invested by funds: $74.5M → $69.6M (-$4.84M)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
24
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
Oxbow Advisors
Texas
+$3.09M
2
GC
Guggenheim Capital
Illinois
+$525K
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$495K
4
RJA
Raymond James & Associates
Florida
+$434K
5
CA
CoreCap Advisors
Michigan
+$380K

Top Sellers

1
JG
Jefferies Group
New York
-$1.51M
2
WAM
Wolverine Asset Management
Illinois
-$1.3M
3
Ameriprise
Ameriprise
Minnesota
-$1.13M
4
1W
1776 Wealth
Georgia
-$581K
5
Invesco
Invesco
Georgia
-$574K
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
51
Carson Wealth (CWM LLC)
Nebraska
$41K +$578 +22 +1%
CFB
52
Cullen/Frost Bankers
Texas
$39K – – –
SWM
53
Spire Wealth Management
Virginia
$36K -$89.5K -3,408 -71%
NSIM
54
North Star Investment Management
Illinois
$35K – – –
IRC
55
Investors Research Corp
Georgia
$31K – – –
HA
56
Herold Advisors
New York
$26K +$26.3K +1,000 New
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$26K +$26K +989 New
MA
58
MCF Advisors
Kentucky
$24K +$24.4K +928 New
APA
59
American Portfolios Advisors
New York
$14.9K – – –
Rockefeller Capital Management
60
Rockefeller Capital Management
New York
$14K +$14.6K +556 New
WB
61
Webster Bank
Connecticut
$10K – – –
SIS
62
Sound Income Strategies
Florida
$6K – – –
IA
63
IFP Advisors
Florida
$4K +$4.36K +166 New
JG
64
Jefferies Group
New York
– -$1.51M -54,359 Closed
WAM
65
Wolverine Asset Management
Illinois
– -$1.3M -46,736 Closed
Creative Planning
66
Creative Planning
Kansas
– -$218K -17,066 Closed
AF
67
Advisornet Financial
Minnesota
– -$423K -15,235 Closed
NA
68
NewEdge Advisors
Louisiana
– -$246K -8,865 Closed
SCA
69
Snowden Capital Advisors
New York
– -$76K -2,742 Closed
EL
70
EMFO LLC
Florida
– -$60K -2,160 Closed
JRFS
71
James Reed Financial Services
Ohio
– -$35K -1,288 Closed
TCWM
72
Total Clarity Wealth Management
Illinois
– -$5K -178 Closed
1 2
3

DFP Hedge Fund Activity: Q1 2022 in Review

62 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q1 2022, worth a combined $69.6M — down 6.5% from $74.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DFP and 8 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 24 added.

The largest buyer was Oxbow Advisors, adding an estimated $3.09M. The largest seller was Jefferies Group, exiting entirely with an estimated $1.51M sold.

  • 62 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q1 2022, down from 64 in Q4 2021.
  • Funds reported $69.6M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q1 2022, down 6.5% quarter-over-quarter.
  • 8 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q1 2022 and 9 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q1 2022 was Oxbow Advisors, an estimated $3.09M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q1 2022 was Jefferies Group, an estimated $1.51M sold.

Based on aggregated 13F filings for Q1 2022.