Rockefeller Capital Management
DFP

Rockefeller Capital Management’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Rockefeller Capital Management’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$16.4K Buy
814
+741
+1,015% +$15.7K ﹤0.01% 3791
2025
Q4 		$1.53K Sell
73
-1
-1% -$21 ﹤0.01% 4376
2025
Q3 		$1.61K Buy
+74
New +$1.56K ﹤0.01% 4119
2022
Q3 		– Sell
-1,009
Closed -$21K – 3974
2022
Q2 		$21K Buy
1,009
+453
+81% +$10.5K ﹤0.01% 2713
2022
Q1 		$14K Buy
+556
New +$14.6K ﹤0.01% 2882

Other funds holding DFP

Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rockefeller Capital Management's DFP Position: Q1 2026 in Review

Rockefeller Capital Management increased its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) stake by 1,015% in Q1 2026, buying an estimated $15.7K and bringing the position to 814 shares worth $16.4K. The position accounts for ﹤0.01% of the portfolio, ranked #3791.

Rockefeller Capital Management first reported a position in DFP in Q1 2022 and has held it in 5 quarters since. The position peaked at $21K in Q2 2022. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

  • Rockefeller Capital Management held 814 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $16.4K as of Q1 2026.
  • Rockefeller Capital Management bought 741 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q1 2026, an estimated $15.7K.
  • Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3791 holding.
  • Rockefeller Capital Management first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q1 2022 and has held it in 5 quarters since.
  • Rockefeller Capital Management's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $21K in Q2 2022.
  • 79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.