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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

73 hedge funds and large institutions have $77.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

60% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 20

3% more funds holding

Funds holding: 71 → 73 (+2)

0.17% more ownership

Funds ownership: 13.85% → 14.02% (+0.17%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

1% less capital invested

Capital invested by funds: $77.9M → $77.3M (-$603K)

Holders
73
Holders Change
+2
Holders Change %
+2.82%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
32
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$763K
2
WAM
Wolverine Asset Management
Illinois
+$638K
3
LPL Financial
LPL Financial
California
+$416K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$349K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$305K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$941K
2
OA
Oxbow Advisors
Texas
-$511K
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$342K
4
Wells Fargo
Wells Fargo
California
-$215K
5
BBA
BLB&B Advisors
Pennsylvania
-$206K
Name Holding Trade Value Shares
Change 		Change in
Stake
Mercer Global Advisors
51
Mercer Global Advisors
Colorado
$215K – – –
GCP
52
Gill Capital Partners
Colorado
$205K – – –
GSWM
53
Golden State Wealth Management
California
$204K -$3.82K -130 -2%
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$168K +$42.3K +1,438 +33%
CI
55
CX Institutional
Indiana
$124K – – –
WLPWM
56
Walled Lake Planning & Wealth Management
Illinois
$111K – – –
HNB
57
Huntington National Bank
Ohio
$81K – – –
EL
58
EMFO LLC
Florida
$62K +$63.5K +2,160 New
FIA
59
FNY Investment Advisers
New York
$60K +$61.7K +2,100 New
GWM
60
Geneos Wealth Management
Colorado
$56K -$9.46K -322 -14%
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$45K +$176 +6 +0.4%
CFB
62
Cullen/Frost Bankers
Texas
$43K – – –
IRC
63
Investors Research Corp
Georgia
$35K – – –
HA
64
Herold Advisors
New York
$28K +$29.4K +1,000 New
MA
65
MCF Advisors
Kentucky
$26K +$441 +15 +2%
NSIM
66
North Star Investment Management
Illinois
$24K – – –
Citigroup
67
Citigroup
New York
$22K -$7.17K -244 -24%
DOA
68
D'Orazio & Associates
Virginia
$20K +$13.2K +450 +179%
APA
69
American Portfolios Advisors
New York
$16.5K – – –
SIS
70
Sound Income Strategies
Florida
$14K – – –
WB
71
Webster Bank
Connecticut
$14K – – –
TCWM
72
Total Clarity Wealth Management
Illinois
$5K +$5.23K +178 New
AWA
73
Arkadios Wealth Advisors
Georgia
$2K -$18.5K -628 -88%
BBA
74
BLB&B Advisors
Pennsylvania
– -$206K -7,038 Closed
TFS
75
TrustCore Financial Services
Tennessee
– -$15K -500 Closed
1 2
3
4

DFP Hedge Fund Activity: Q3 2021 in Review

73 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2021, worth a combined $77.3M — down 0.77% from $77.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new DFP positions and 4 closed out — a net gain of 3 holders — while 32 added to existing stakes and 20 trimmed.

The largest buyer was Creative Planning, opening a new position worth an estimated $763K. The largest seller was Cohen & Steers, cutting an estimated $941K.

  • 73 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2021, up from 71 in Q2 2021.
  • Funds reported $77.3M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2021, down 0.77% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2021 and 4 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2021 was Creative Planning, an estimated $763K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2021 was Cohen & Steers, an estimated $941K sold.

Based on aggregated 13F filings for Q3 2021.