DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

Overview Fund Activity

68 hedge funds and large institutions have $82.6M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 24 reducing their positions, and 5 closing their positions.

Holders
68
Holders Change
+2
Holders Change %
+3.03%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
21
Reduced
24
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SPIA
1
Steward Partners Investment Advisory
New York
$956K
2
SWM
2
Spire Wealth Management
Virginia
$571K
3
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$784K
4
PAG
4
Private Advisor Group
New Jersey
$2.17M
5
LPL Financial
5
LPL Financial
California
$5.91M

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.27M
2
Millennium Management
2
Millennium Management
New York
$0
3
GC
3
Guggenheim Capital
Illinois
$974K
4
Ameriprise
4
Ameriprise
Minnesota
$1.47M
5
Cohen & Steers
5
Cohen & Steers
New York
$6.33M
Name Market Value Shares Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$130K 4,325 +56 +1%
WLPWM
52
Walled Lake Planning & Wealth Management
Illinois
$116K 3,850 – –
GWM
53
Geneos Wealth Management
Colorado
$79K 2,610 – –
IAIM
54
International Assets Investment Management
Florida
$62K 2,122 – –
HNB
55
Huntington National Bank
Ohio
– – – –
PFGIA
56
Patriot Financial Group Insurance Agency
Massachusetts
$46K 1,535 +6 +0.4%
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$45K 1,545 – –
CFB
58
Cullen/Frost Bankers
Texas
$45K 1,500 +1,500 New
IRC
59
Investors Research Corp
Georgia
$36K 1,200 – –
Citigroup
60
Citigroup
New York
$30K 1,000 -2,817 -74%
EVM
61
Eaton Vance Management
Massachusetts
$30K 1,000 +1,000 New
MA
62
MCF Advisors
Kentucky
$26K 867 +15 +2%
NSIM
63
North Star Investment Management
Illinois
$15K 500 – –
WB
64
Webster Bank
Connecticut
$15K 500 – –
ANBT
65
American National Bank & Trust
Texas
$10K 340 – –
DOA
66
D'Orazio & Associates
Virginia
$8K 251 +251 New
APA
67
American Portfolios Advisors
New York
$6.02K 200 – –
AWA
68
Arkadios Wealth Advisors
Georgia
$4K 140 -57 -29%
SFS
69
Sowell Financial Services
Arkansas
$2K 62 +1 +2%
Millennium Management
70
Millennium Management
New York
– – -17,665 Closed
Fiera Capital (Canada)
71
Fiera Capital (Canada)
Quebec, Canada
– – -9,604 Closed
PWPS
72
Pinnacle Wealth Planning Services
Ohio
– – -5,726 Closed
ASN
73
Advisory Services Network
Georgia
– – -365 Closed
Fidelity Investments
74
Fidelity Investments
Massachusetts
– – -2 Closed
CFGS
75
Concourse Financial Group Securities
Alabama
– – – –
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3