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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

62 hedge funds and large institutions have $58.3M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 15

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

3% more funds holding

Funds holding: 60 → 62 (+2)

1.2% more ownership

Funds ownership: 16.03% → 17.24% (+1.2%)

3% more capital invested

Capital invested by funds: $56.3M → $58.3M (+$1.96M)

Holders
62
Holders Change
+2
Holders Change %
+3.33%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
22
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RL
RPO LLC
Connecticut
+$1.52M
2
Ameriprise
Ameriprise
Minnesota
+$1.48M
3
RJA
Raymond James & Associates
Florida
+$1.38M
4
RWM
Revisor Wealth Management
Ohio
+$977K
5
Osaic Holdings
Osaic Holdings
Arizona
+$772K

Top Sellers

1
HBCM
Heron Bay Capital Management
Michigan
-$2.28M
2
PAG
Private Advisor Group
New Jersey
-$1.43M
3
1W
1776 Wealth
Georgia
-$1.41M
4
OA
Oxbow Advisors
Texas
-$637K
5
WP
Woodline Partners
California
-$319K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
26
Wells Fargo
California
$433K +$56.7K +3,236 +14%
SIC
27
Samalin Investment Counsel
New York
$389K +$150K +8,585 +59%
WS
28
Wedbush Securities
California
$368K -$6.9K -394 -2%
MFG
29
Merit Financial Group
Georgia
$365K +$1.91K +109 +0.5%
PVM
30
Palogic Value Management
Texas
$344K -$10.5K -600 -3%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$332K +$123K +7,031 +55%
SFS
32
Shaker Financial Services
Virginia
$308K +$321K +18,337 New
ASFA
33
All Season Financial Advisors
Colorado
$306K +$14.5K +828 +5%
CAN
34
Cetera Advisor Networks
California
$295K -$31.3K -1,788 -9%
Cerity Partners
35
Cerity Partners
New York
$290K – – –
AWS
36
Atria Wealth Solutions
New York
$271K -$7.76K -443 -3%
IWC
37
Integrated Wealth Concepts
Massachusetts
$252K – – –
LSC
38
Logan Stone Capital
Illinois
$247K +$257K +14,700 New
CAL
39
Capital Analysts LLC
Pennsylvania
$245K +$256K +14,599 New
WLPWM
40
Walled Lake Planning & Wealth Management
Illinois
$241K – – –
KAS
41
Kestra Advisory Services
Texas
$236K -$23.8K -1,358 -9%
HighTower Advisors
42
HighTower Advisors
Illinois
$204K +$18.1K +1,035 +9%
RCM
43
Robinson Capital Management
Michigan
$203K – – –
UBS Group
44
UBS Group
Switzerland
$203K +$7.46K +426 +4%
ACP
45
Aviance Capital Partners
Florida
$188K – – –
BW
46
Bison Wealth
Georgia
$175K -$13.1K -749 -7%
Bank of America
47
Bank of America
North Carolina
$126K -$3.42K -195 -3%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$112K +$11.8K +673 +11%
PFA
49
Pathway Financial Advisers
Indiana
$64.8K +$67.6K +3,861 New
Comerica Bank
50
Comerica Bank
Texas
$41.9K +$43.8K +2,500 New
1
2
3

DFP Hedge Fund Activity: Q3 2023 in Review

62 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q3 2023, worth a combined $58.3M — up 3.5% from $56.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DFP positions and 8 closed out — a net gain of 2 holders — while 22 added to existing stakes and 15 trimmed.

The largest buyer was RPO LLC, opening a new position worth an estimated $1.52M. The largest seller was Heron Bay Capital Management, exiting entirely with an estimated $2.28M sold.

  • 62 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q3 2023, up from 60 in Q2 2023.
  • Funds reported $58.3M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q3 2023, up 3.5% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q3 2023 and 8 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q3 2023 was RPO LLC, an estimated $1.52M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q3 2023 was Heron Bay Capital Management, an estimated $2.28M sold.

Based on aggregated 13F filings for Q3 2023.