Cerity Partners’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Cerity Partners’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$287K	Hold	14,300	–	–	﹤0.01%	2641
2025 Q4	$297K	Hold	14,300	–	–	﹤0.01%	2417
2025 Q3	$309K	Hold	14,300	–	–	﹤0.01%	2263
2025 Q2	$294K	Sell	14,300 -2,249	-14%	-$44.8K	﹤0.01%	2159
2025 Q1	$335K	Buy	16,549 +20	+0.1%	+$408	﹤0.01%	1969
2024 Q4	$330K	Sell	16,529 -1,872	-10%	-$38.5K	﹤0.01%	1985
2024 Q3	$396K	Buy	18,401 +1,101	+6%	+$22.1K	﹤0.01%	1903
2024 Q2	$332K	Hold	17,300	–	–	﹤0.01%	1764
2024 Q1	$332K	Hold	17,300	–	–	﹤0.01%	1808
2023 Q4	$307K	Hold	17,300	–	–	﹤0.01%	1505
2023 Q3	$290K	Hold	17,300	–	–	﹤0.01%	1161
2023 Q2	$301K	Sell	17,300 -1,346	-7%	-$23.6K	﹤0.01%	1391
2023 Q1	$339K	Buy	18,646 +646	+4%	+$12.8K	﹤0.01%	1479
2022 Q4	$337K	Buy	+18,000	New	+$344K	﹤0.01%	1098

Other funds holding DFP

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cerity Partners's DFP Position: Q1 2026 in Review

Cerity Partners held its Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) position steady in Q1 2026 at 14,300 shares worth $287K. The position accounts for ﹤0.01% of the portfolio, ranked #2641.

Cerity Partners first reported a position in DFP in Q4 2022 and has held it in 14 quarters since. The position peaked at $396K in Q3 2024. 79 funds tracked by Wall St. Rank hold DFP as of Q1 2026.

Cerity Partners held 14,300 shares of Flaherty & Crumrine Dynamic Preferred and Income Fund worth $287K as of Q1 2026.
Cerity Partners left its Flaherty & Crumrine Dynamic Preferred and Income Fund share count unchanged in Q1 2026.
Flaherty & Crumrine Dynamic Preferred and Income Fund made up ﹤0.01% of Cerity Partners's portfolio in Q1 2026, its #2641 holding.
Cerity Partners first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q4 2022 and has held it in 14 quarters since.
Cerity Partners's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $396K in Q3 2024.
79 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q1 2026.

Based on Cerity Partners's 13F filing for Q1 2026, filed 15 May 2026.