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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

62 hedge funds and large institutions have $69.6M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2022 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 24 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 16

0.74% less ownership

Funds ownership: 14% → 13.26% (-0.74%)

3% less funds holding

Funds holding: 64 → 62 (-2)

7% less capital invested

Capital invested by funds: $74.5M → $69.6M (-$4.84M)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
24
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
Oxbow Advisors
Texas
+$3.09M
2
GC
Guggenheim Capital
Illinois
+$525K
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$495K
4
RJA
Raymond James & Associates
Florida
+$434K
5
CA
CoreCap Advisors
Michigan
+$380K

Top Sellers

1
JG
Jefferies Group
New York
-$1.51M
2
WAM
Wolverine Asset Management
Illinois
-$1.3M
3
Ameriprise
Ameriprise
Minnesota
-$1.13M
4
1W
1776 Wealth
Georgia
-$581K
5
Invesco
Invesco
Georgia
-$574K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
26
Cetera Advisor Networks
California
$590K -$97.4K -3,708 -14%
AHC
27
Adell Harriman & Carpenter
Texas
$570K -$47.3K -1,800 -8%
Bank of America
28
Bank of America
North Carolina
$559K -$6.57K -250 -1%
CCM
29
Covington Capital Management
California
$531K – – –
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$480K -$89.1K -3,392 -16%
IFG
31
Independent Financial Group
California
$425K +$112K +4,272 +35%
KAS
32
Kestra Advisory Services
Texas
$389K +$6.41K +244 +2%
FFA
33
First Foundation Advisors
California
$344K -$95.4K -3,631 -22%
RJT
34
Raymond James Trust
Florida
$325K +$14.7K +558 +5%
SPIA
35
Steward Partners Investment Advisory
New York
$323K +$57.6K +2,191 +21%
BW
36
Bison Wealth
Georgia
$319K -$28.6K -1,090 -8%
ACP
37
Aviance Capital Partners
Florida
$319K – – –
UBS Group
38
UBS Group
Switzerland
$314K +$32.1K +1,222 +11%
HighTower Advisors
39
HighTower Advisors
Illinois
$310K +$447 +17 +0.1%
BCP
40
Berkeley Capital Partners
Georgia
$260K – – –
IAP
41
Indie Asset Partners
Indiana
$253K – – –
CG
42
Clarus Group
Texas
$252K -$87.5K -3,331 -26%
Neuberger Berman Group
43
Neuberger Berman Group
New York
$208K – – –
Mercer Global Advisors
44
Mercer Global Advisors
Colorado
$207K +$13.1K +500 +7%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$116K -$24.7K -939 -17%
HNB
46
Huntington National Bank
Ohio
$76K – – –
PFS
47
Prospera Financial Services
Texas
$56K +$56.3K +2,144 New
MCC
48
Money Concepts Capital
Florida
$50K +$50.8K +1,934 New
GWM
49
Geneos Wealth Management
Colorado
$46K -$4.33K -165 -8%
PFGIA
50
Patriot Financial Group Insurance Agency
Massachusetts
$41K +$184 +7 +0.5%
1
2
3

DFP Hedge Fund Activity: Q1 2022 in Review

62 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q1 2022, worth a combined $69.6M — down 6.5% from $74.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of DFP and 8 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 24 added.

The largest buyer was Oxbow Advisors, adding an estimated $3.09M. The largest seller was Jefferies Group, exiting entirely with an estimated $1.51M sold.

  • 62 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q1 2022, down from 64 in Q4 2021.
  • Funds reported $69.6M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q1 2022, down 6.5% quarter-over-quarter.
  • 8 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q1 2022 and 9 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q1 2022 was Oxbow Advisors, an estimated $3.09M added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q1 2022 was Jefferies Group, an estimated $1.51M sold.

Based on aggregated 13F filings for Q1 2022.