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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP

64 hedge funds and large institutions have $74.5M invested in Flaherty & Crumrine Dynamic Preferred and Income Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 19

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.02% less ownership

Funds ownership: 14.02% → 14% (-0.02%)

4% less capital invested

Capital invested by funds: $77.3M → $74.5M (-$2.83M)

12% less funds holding

Funds holding: 73 → 64 (-9)

57% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 14

Holders
64
Holders Change
-9
Holders Change %
-12.33%
% of All Funds
0.98%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
27
Reduced
19
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$790K
2
WAM
Wolverine Asset Management
Illinois
+$473K
3
IFG
Independent Financial Group
California
+$341K
4
Ameriprise
Ameriprise
Minnesota
+$310K
5
CAN
Cetera Advisor Networks
California
+$267K

Top Sellers

1
ATPW
Ashton Thomas Private Wealth
Arizona
-$1.17M
2
ASFA
All Season Financial Advisors
Colorado
-$517K
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$468K
4
SWM
Spire Wealth Management
Virginia
-$284K
5
OA
Oxbow Advisors
Texas
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
MFG
26
Merit Financial Group
Georgia
$726K +$2.54K +90 +0.3%
AHC
27
Adell Harriman & Carpenter
Texas
$658K -$16.9K -600 -2%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$607K -$1.24K -44 -0.2%
Bank of America
29
Bank of America
North Carolina
$603K +$10.2K +360 +2%
CCM
30
Covington Capital Management
California
$567K -$56.5K -2,000 -9%
FFA
31
First Foundation Advisors
California
$468K -$102K -3,612 -18%
AF
32
Advisornet Financial
Minnesota
$423K -$11.3K -400 -3%
KAS
33
Kestra Advisory Services
Texas
$408K +$11.7K +416 +3%
BW
34
Bison Wealth
Georgia
$371K -$30.9K -1,096 -8%
CG
35
Clarus Group
Texas
$358K +$254 +9 +0.1%
ACP
36
Aviance Capital Partners
Florida
$340K – – –
IFG
37
Independent Financial Group
California
$335K +$341K +12,067 New
RJT
38
Raymond James Trust
Florida
$331K +$28.2K +1,000 +9%
HighTower Advisors
39
HighTower Advisors
Illinois
$331K +$28.7K +1,015 +9%
UBS Group
40
UBS Group
Switzerland
$301K +$9.4K +333 +3%
SPIA
41
Steward Partners Investment Advisory
New York
$284K +$31.7K +1,122 +12%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$278K -$468K -16,580 -62%
BCP
43
Berkeley Capital Partners
Georgia
$278K – – –
IAP
44
Indie Asset Partners
Indiana
$270K +$14.1K +500 +5%
NA
45
NewEdge Advisors
Louisiana
$246K +$250K +8,865 New
GC
46
Guggenheim Capital
Illinois
$232K -$136K -4,823 -37%
Neuberger Berman Group
47
Neuberger Berman Group
New York
$222K – – –
Creative Planning
48
Creative Planning
Kansas
$218K -$251K -8,879 -34%
Mercer Global Advisors
49
Mercer Global Advisors
Colorado
$207K – – –
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$150K -$11.9K -420 -7%
1
2
3 4

DFP Hedge Fund Activity: Q4 2021 in Review

64 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) for Q4 2021, worth a combined $74.5M — down 3.7% from $77.3M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of DFP and 6 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 27 added.

The largest buyer was Invesco, adding an estimated $790K. The largest seller was Ashton Thomas Private Wealth, exiting entirely with an estimated $1.17M sold.

  • 64 institutional investors held Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) as of Q4 2021, down from 73 in Q3 2021.
  • Funds reported $74.5M of Flaherty & Crumrine Dynamic Preferred and Income Fund stock for Q4 2021, down 3.7% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Dynamic Preferred and Income Fund positions in Q4 2021 and 14 closed out, a net change of -8 holders.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund buyer in Q4 2021 was Invesco, an estimated $790K added.
  • The largest Flaherty & Crumrine Dynamic Preferred and Income Fund seller in Q4 2021 was Ashton Thomas Private Wealth, an estimated $1.17M sold.

Based on aggregated 13F filings for Q4 2021.