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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
201
Kestra Advisory Services
Texas
$29M -$134K -600 -0.5%
CI
202
Capital International
California
$28.9M +$32.6K +146 +0.1%
Adage Capital Partners
203
Adage Capital Partners
Massachusetts
$28.5M -$33.1M -148,540 -56%
YCM
204
Yousif Capital Management
Michigan
$28.2M +$94.1K +422 +0.4%
BFS
205
Bradley Foster & Sargent
Connecticut
$28.2M +$113K +505 +0.4%
WAS
206
Wesleyan Assurance Society
United Kingdom
$28.1M
LCS
207
Levin Capital Strategies
New York
$27.8M -$600K -2,692 -2%
Jacobs Levy Equity Management
208
Jacobs Levy Equity Management
New Jersey
$27.7M +$4.98M +22,344 +25%
Vontobel Holding
209
Vontobel Holding
Switzerland
$27.2M +$2.15M +9,663 +10%
ELC
210
Edgar Lomax Company
Virginia
$27.1M -$332K -1,488 -1%
Macquarie Group
211
Macquarie Group
Australia
$27.1M -$3.94M -17,660 -14%
UIM
212
USS Investment Management
United Kingdom
$27M
CIS
213
Capital International Sarl
California
$26.9M +$2.27M +10,193 +10%
Connor, Clark & Lunn Investment Management (CC&L)
214
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$26.8M -$13.3M -59,850 -35%
TPSF
215
Texas Permanent School Fund
Texas
$26.6M -$96.1K -431 -0.4%
Daiwa Securities Group
216
Daiwa Securities Group
Japan
$26.6M +$111K +496 +0.5%
BRWA
217
B. Riley Wealth Advisors
Florida
$26.3M +$15.1M +67,639 +172%
NPA
218
Nichols & Pratt Advisers
Massachusetts
$26.2M -$100K -450 -0.4%
OSAM
219
O'Shaughnessy Asset Management
Connecticut
$25.9M -$67.1K -301 -0.3%
WSTAM
220
Wilbanks Smith & Thomas Asset Management
Virginia
$25.6M +$692K +3,104 +3%
Skandinaviska Enskilda Banken (SEB)
221
Skandinaviska Enskilda Banken (SEB)
Sweden
$25.1M -$52.4K -235 -0.2%
II
222
IFM Investors
Australia
$24.9M +$829K +3,717 +4%
FAF
223
Fjarde Ap-fonden
Sweden
$24.7M +$2.01M +9,000 +10%
PA
224
Paralel Advisors
Colorado
$24.6M
BNP Paribas Asset Management
225
BNP Paribas Asset Management
France
$24.2M -$11.7M -52,547 -35%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.