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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Natixis Advisors
201
Natixis Advisors
Massachusetts
$15M +$1.31M +11,071 +10%
SOADOR
202
State of Alaska Department of Revenue
Alaska
$15M +$2.74M +23,110 +24%
SMDAM
203
Sumitomo Mitsui DS Asset Management
Japan
$14.8M +$1.43M +12,075 +11%
CTB
204
Country Trust Bank
Illinois
$14.5M -$6.94M -58,519 -34%
Qube Research & Technologies (QRT)
205
Qube Research & Technologies (QRT)
United Kingdom
$14.5M +$13.6M +114,603 New
Thrivent Financial for Lutherans
206
Thrivent Financial for Lutherans
Minnesota
$14.4M -$29.4K -248 -0.2%
Marshall Wace
207
Marshall Wace
United Kingdom
$14.1M +$13.1M +110,082 +7,458%
ABC
208
Associated Banc-Corp
Wisconsin
$14M -$5.94M -50,100 -31%
MSR
209
Main Street Research
Connecticut
$14M +$13.1M +110,622 New
BS
210
Banco Santander
Spain
$13.8M -$10M -84,702 -44%
LCS
211
Levin Capital Strategies
New York
$13.8M -$3.56M -30,006 -22%
Bank of Nova Scotia
212
Bank of Nova Scotia
Ontario, Canada
$13.7M +$447K +3,770 +4%
URS
213
Utah Retirement Systems
Utah
$13.1M +$107K +900 +0.9%
William Blair & Company
214
William Blair & Company
Illinois
$13M +$3.31M +27,899 +37%
BSA
215
Braun Stacey Associates
New York
$12.9M -$1.09M -9,233 -8%
Public Employees Retirement Association of Colorado
216
Public Employees Retirement Association of Colorado
Colorado
$12.9M -$340K -2,871 -3%
Canada Pension Plan Investment Board
217
Canada Pension Plan Investment Board
Ontario, Canada
$12.8M -$33.7M -284,137 -74%
TAF
218
Tredje AP-fonden
Sweden
$12.8M +$7.11M +60,000 +146%
Rockefeller Capital Management
219
Rockefeller Capital Management
New York
$12.7M +$955K +8,054 +9%
CCM
220
Chilton Capital Management
Texas
$12.5M +$1.95M +16,446 +20%
RFC
221
Regions Financial Corp
Alabama
$12.5M -$81.4K -687 -0.7%
CIA
222
Capital Investment Advisors
Georgia
$12.1M +$995K +8,393 +10%
TPSF
223
Texas Permanent School Fund
Texas
$12.1M -$606K -5,108 -5%
PI
224
PEAK6 Investments
Illinois
$12M +$11.3M +95,235 New
MSL
225
Mackay Shields LLC
New York
$11.9M -$220K -1,852 -2%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.