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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
Public Employees Retirement Association of Colorado
201
Public Employees Retirement Association of Colorado
Colorado
$12.2M +$370K +3,189 +3%
Bank of Nova Scotia
202
Bank of Nova Scotia
Ontario, Canada
$12.1M -$11.1M -95,485 -48%
Adage Capital Partners
203
Adage Capital Partners
Massachusetts
$12.1M -$71M -611,618 -85%
CS
204
Candriam SCA
Luxembourg
$12M – – –
URS
205
Utah Retirement Systems
Utah
$11.9M – – –
Daiwa Securities Group
206
Daiwa Securities Group
Japan
$11.9M +$3.39M +25,213 +40%
MSE
207
MUFG Securities EMEA
United Kingdom
$11.8M +$2.83M +24,400 +31%
CII
208
Capital International Inc
California
$11.7M +$11.7M +100,584 New
TPSF
209
Texas Permanent School Fund
Texas
$11.7M +$312K +2,691 +3%
ASRS
210
Arizona State Retirement System
Arizona
$11.5M -$511K -4,407 -4%
RFC
211
Regions Financial Corp
Alabama
$11.5M +$1.79M +15,406 +18%
CM
212
Capula Management
Cayman Islands
$11.3M +$11.3M +97,255 New
WSTAM
213
Wilbanks Smith & Thomas Asset Management
Virginia
$11.2M +$37.5K +323 +0.3%
CIP
214
Chartwell Investment Partners
Pennsylvania
$11.2M +$392K +3,375 +4%
MSL
215
Mackay Shields LLC
New York
$11.1M +$73.3K +632 +0.7%
SOADOR
216
State of Alaska Department of Revenue
Alaska
$11.1M +$519K +4,473 +5%
WBC
217
Westpac Banking Corp
Australia
$10.9M +$694K +5,979 +7%
ADEF
218
Adams Diversified Equity Fund
Maryland
$10.9M – – –
LMIM
219
Lockheed Martin Investment Management
Maryland
$10.9M +$1.73M +14,900 +19%
Rockefeller Capital Management
220
Rockefeller Capital Management
New York
$10.7M +$10M +86,389 +1,549%
CIA
221
CCM Investment Advisers
South Carolina
$10.5M +$532K +4,584 +5%
NB
222
Norinchukin Bank
Japan
$10.2M -$6.29M -54,183 -38%
ECP
223
Electron Capital Partners
New York
$10.2M +$10.2M +87,700 New
CIA
224
Capital Investment Advisors
Georgia
$10.1M +$1.13M +9,719 +13%
FBA
225
Front Barnett Associates
Illinois
$10.1M +$156K +1,348 +2%
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