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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
Public Sector Pension Investment Board (PSP Investments)
201
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$13.8M +$4.36M +34,526 +46%
MSL
202
Mackay Shields LLC
New York
$13.5M -$2.95M -23,349 -18%
AIA
203
Avalon Investment & Advisory
Texas
$13.5M -$1.14M -9,054 -8%
ASRS
204
Arizona State Retirement System
Arizona
$13.3M -$469K -3,716 -3%
TPSF
205
Texas Permanent School Fund
Texas
$13.2M -$694K -5,491 -5%
LCS
206
Levin Capital Strategies
New York
$13.2M +$734K +5,808 +6%
Parallax Volatility Advisers
207
Parallax Volatility Advisers
California
$13.1M +$1.39M +11,012 +12%
Public Employees Retirement Association of Colorado
208
Public Employees Retirement Association of Colorado
Colorado
$13.1M -$54.3K -430 -0.4%
URS
209
Utah Retirement Systems
Utah
$13.1M -$265K -2,100 -2%
Skandinaviska Enskilda Banken (SEB)
210
Skandinaviska Enskilda Banken (SEB)
Sweden
$13M +$546K +4,325 +4%
SB
211
Suntrust Banks
Georgia
$13M +$2.15M +17,051 +20%
SOADOR
212
State of Alaska Department of Revenue
Alaska
$13M +$2.69M +21,291 +26%
Millennium Management
213
Millennium Management
New York
$12.9M -$13.7M -108,200 -51%
Assenagon Asset Management
214
Assenagon Asset Management
Luxembourg
$12.4M -$26.4M -208,659 -68%
WSTAM
215
Wilbanks Smith & Thomas Asset Management
Virginia
$12.3M +$67.1K +531 +0.5%
IG
216
ING Group
Netherlands
$12.2M +$4.65M +36,833 +62%
MIM
217
Marco Investment Management
Georgia
$12.2M +$4.2M +33,275 +53%
GAM
218
Gotham Asset Management
New York
$12.2M -$1.81M -14,355 -13%
CIBC World Market
219
CIBC World Market
Ontario, Canada
$12.1M +$2.75M +21,792 +30%
CIC
220
Cutler Investment Counsel
Oregon
$12M -$40.7K -322 -0.3%
WBC
221
Westpac Banking Corp
Australia
$12M -$30.2K -239 -0.3%
MOACM
222
Mutual of America Capital Management
New York
$11.8M -$1.87M -14,814 -14%
BCM
223
Becker Capital Management
Oregon
$11.8M +$454K +3,595 +4%
CAI
224
Capital Advisors Inc
Oklahoma
$11.7M – – –
Federated Hermes
225
Federated Hermes
Pennsylvania
$11.7M -$8.64M -68,374 -43%
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