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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
MWNA
201
Marshall Wace North America
New York
$16M +$11.9M +93,716 +288%
Twin Tree Management
202
Twin Tree Management
Texas
$15.9M +$15.2M +119,480 +2,026%
AQR Capital Management
203
AQR Capital Management
Connecticut
$15.8M -$6.72M -52,906 -30%
Nomura Holdings
204
Nomura Holdings
Japan
$15.4M +$1.47M +11,601 +10%
ASRS
205
Arizona State Retirement System
Arizona
$15.4M -$4.76M -37,438 -24%
Comerica Bank
206
Comerica Bank
Texas
$15.4M -$204K -1,610 -1%
Cambridge Investment Research Advisors
207
Cambridge Investment Research Advisors
Iowa
$15.2M -$527K -4,150 -3%
LHC
208
Lodge Hill Capital
New York
$15.2M +$4.04M +31,816 +36%
TPSF
209
Texas Permanent School Fund
Texas
$15.1M -$1.87M -14,727 -11%
PI
210
PEAK6 Investments
Illinois
$14.9M +$14.9M +117,426 New
CEP
211
Chicago Equity Partners
Illinois
$14.9M -$9.16M -72,050 -38%
CB
212
Commerce Bank
Missouri
$14.9M +$4.44M +34,938 +43%
BFS
213
Bradley Foster & Sargent
Connecticut
$14.8M -$290K -2,283 -2%
DnB Asset Management
214
DnB Asset Management
Norway
$14.4M +$1.47M +11,544 +11%
MLICM
215
Metropolitan Life Insurance Company (MetLife)
New York
$14.4M -$94.5K -744 -0.7%
ORIO
216
Old Republic International (ORI)
Illinois
$14.2M +$14.2M +112,000 New
BS
217
Banco Santander
Spain
$14.1M -$121K -954 -0.9%
Creative Planning
218
Creative Planning
Kansas
$14M +$354K +2,784 +3%
William Blair & Company
219
William Blair & Company
Illinois
$13.9M -$4.42M -34,764 -24%
URS
220
Utah Retirement Systems
Utah
$13.7M – – –
Public Employees Retirement Association of Colorado
221
Public Employees Retirement Association of Colorado
Colorado
$13.3M -$66.3K -522 -0.5%
BNP Paribas Asset Management
222
BNP Paribas Asset Management
France
$13.2M -$33.4M -265,512 -72%
LFDLE
223
La Financiere de L'Echiquier
France
$13.2M +$1.73M +13,591 +15%
SC
224
Samlyn Capital
New York
$13M +$13M +102,439 New
CA
225
Commerzbank Aktiengesellschaft
Germany
$12.9M +$1.82M +14,353 +16%
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