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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
TPSF
201
Texas Permanent School Fund
Texas
$19.8M -$1.27M -8,509 -6%
Simplex Trading
202
Simplex Trading
Illinois
$19.7M +$12.6M +84,482 +139%
D.E. Shaw & Co
203
D.E. Shaw & Co
New York
$19.3M -$2.4M -16,071 -10%
PG
204
PEAK6 Group
Illinois
$19.1M +$3.64M +24,383 +21%
ADEF
205
Adams Diversified Equity Fund
Maryland
$18.9M +$20.8M +139,100 New
GF
206
Gabelli Funds
New York
$18.8M
AIM
207
Artemis Investment Management
United Kingdom
$18.6M +$7.01M +46,900 +52%
Macquarie Group
208
Macquarie Group
Australia
$18.6M -$517K -3,461 -2%
BG
209
Bollard Group
Massachusetts
$18.4M +$306K +2,048 +2%
SEIA
210
Signature Estate & Investment Advisors
California
$18.3M +$1.03M +6,880 +5%
Public Sector Pension Investment Board (PSP Investments)
211
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$18.1M -$5.92M -39,600 -23%
SCI
212
S&CO Inc
Massachusetts
$18.1M +$20.5K +137 +0.1%
GHCM
213
Glen Harbor Capital Management
California
$17.8M +$218K +1,456 +1%
LM
214
Luminus Management
Texas
$17.7M +$3.7M +24,732 +23%
NPA
215
Nichols & Pratt Advisers
Massachusetts
$17.6M -$444K -2,970 -2%
OPERF
216
Oregon Public Employees Retirement Fund
Oregon
$17.6M -$3.64M -24,349 -16%
JMPWA
217
JP Morgan Private Wealth Advisors
California
$17.5M +$2.15M +14,391 +13%
FCI
218
Financial Counselors Inc
Kansas
$17.4M +$429K +2,871 +2%
Russell Investments Group
219
Russell Investments Group
United Kingdom
$17.2M -$22.8M -152,270 -55%
Axa
220
Axa
France
$16.7M +$124K +827 +0.7%
NIPH
221
NN Investment Partners Holdings
Netherlands
$16.7M +$972K +6,503 +6%
AIM
222
Achmea Investment Management
Netherlands
$16.5M
QT
223
Quantbot Technologies
New York
$16.4M +$16.8M +112,399 +1,383%
FWIA
224
Fort Washington Investment Advisors
Ohio
$16.3M +$9.76M +65,337 +119%
MSR
225
Main Street Research
Connecticut
$16.1M -$212K -1,422 -1%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.