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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
ZIC
201
ZWJ Investment Counsel
Georgia
$14.7M +$258K +2,593 +2%
Grantham, Mayo, Van Otterloo & Co (GMO)
202
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$14.5M +$14.5M +145,900 New
Janus Henderson Group
203
Janus Henderson Group
United Kingdom
$14.2M +$61.4K +618 +0.4%
TBA
204
Tower Bridge Advisors
Pennsylvania
$14.2M +$255K +2,570 +2%
WT
205
Wilmington Trust
Delaware
$14.1M +$255K +2,570 +2%
CDH
206
Charles D. Hyman
$14.1M +$365K +3,677 +3%
CB
207
Commerce Bank
Missouri
$14.1M -$129K -1,297 -0.9%
GF
208
Gabelli Funds
New York
$13.9M – – –
Jacobs Levy Equity Management
209
Jacobs Levy Equity Management
New Jersey
$13.9M +$9.6M +96,580 +222%
SWITC
210
Stewart West Indies Trading Company
Colorado
$13.9M – – –
EB
211
Eastern Bank
Massachusetts
$13.9M -$685K -6,896 -5%
Federated Hermes
212
Federated Hermes
Pennsylvania
$13.6M -$3.37M -33,955 -20%
AT
213
Arvest Trust
Oklahoma
$13.2M -$97.7K -927 -0.7%
BFS
214
Bradley Foster & Sargent
Connecticut
$13.1M +$331K +3,328 +3%
CAM
215
Capstone Asset Management
Texas
$13.1M -$1.25M -12,605 -9%
CIA
216
CCM Investment Advisers
South Carolina
$13M +$2.44M +24,580 +23%
Nomura Holdings
217
Nomura Holdings
Japan
$13M +$264K +2,663 +2%
ZAM
218
Zenit Asset Management
Sweden
$12.8M -$12.1M -121,400 -49%
Mitsubishi UFJ Asset Management
219
Mitsubishi UFJ Asset Management
Japan
$12.7M +$596K +5,995 +5%
GT
220
Glenmede Trust
Pennsylvania
$12.6M +$508K +5,108 +4%
JPMPWA
221
J.P. Morgan Private Wealth Advisors
California
$12.4M +$911K +9,171 +8%
HNB
222
Huntington National Bank
Ohio
$12.4M +$307K +3,088 +3%
OC
223
Oppenheimer & Co
New York
$12.3M +$1.19M +11,953 +11%
William Blair & Company
224
William Blair & Company
Illinois
$12.3M -$260K -2,617 -2%
CCM
225
Cadence Capital Management
Massachusetts
$12.3M -$2.23M -22,400 -15%
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