CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
Capital Research Global Investors
California
$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
Goldman Sachs
New York
$538M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
State Street
Massachusetts
$6.09B
5
Morgan Stanley
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
201
Wilmington Trust
Delaware
$12.6M +$562K +6,185 +5%
CDH
202
Charles D. Hyman
$12.5M +$135K +1,490 +1%
Canada Pension Plan Investment Board
203
Canada Pension Plan Investment Board
Ontario, Canada
$12.5M +$12.5M +137,600 New
ELC
204
Edgar Lomax Company
Virginia
$12.4M +$12.4M +136,600 New
NTCOC
205
Northern Trust Company of Connecticut
Connecticut
$11.7M -$956K -10,530 -8%
BFS
206
Bradley Foster & Sargent
Connecticut
$11.7M +$675K +7,430 +6%
Nomura Holdings
207
Nomura Holdings
Japan
$11.6M -$19.5M -214,761 -63%
OTPPB
208
Ontario Teachers' Pension Plan Board
Ontario, Canada
$11.6M -$2.11M -23,228 -15%
William Blair & Company
209
William Blair & Company
Illinois
$11.5M +$2.72M +29,939 +31%
AT
210
Arvest Trust
Oklahoma
$11.5M -$273K -3,010 -2%
WIC
211
Wood Investment Counsel
Colorado
$11.4M -$118K -1,295 -1%
ZDA
212
Zweig-DiMenna Associates
New York
$11.4M +$11.1M +122,000 +4,067%
CLOS
213
Compagnie Lombard Odier SCmA
Switzerland
$11.3M +$11.3M +124,688 New
FT
214
Fiduciary Trust
Massachusetts
$11.2M -$317K -3,496 -3%
GT
215
Glenmede Trust
Pennsylvania
$11.1M -$87K -958 -0.8%
COPPSERS
216
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$11M -$770K -8,474 -7%
HNB
217
Huntington National Bank
Ohio
$11M -$348K -3,834 -3%
Mitsubishi UFJ Asset Management
218
Mitsubishi UFJ Asset Management
Japan
$10.9M -$3.99M -44,414 -27%
URS
219
Utah Retirement Systems
Utah
$10.7M – – –
CII
220
Capital International Inc
California
$10.6M -$372K -4,100 -3%
FBA
221
Front Barnett Associates
Illinois
$10.5M +$515K +5,669 +5%
JPMPWA
222
J.P. Morgan Private Wealth Advisors
California
$10.5M -$97.4K -1,072 -0.9%
FCI
223
Financial Counselors Inc
Kansas
$10.3M +$1.12M +12,306 +12%
DADC
224
D.A. Davidson & Co
Montana
$10.3M +$2.52M +27,760 +32%
PWLP
225
Prio Wealth Limited Partnership
Massachusetts
$10.2M +$63.5K +699 +0.6%
7 8
9
10 11