Northern Trust Company of Connecticut’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	$11.7M	Sell	128,767 -10,530	-8%	-$956K	0.07%	390
2013 Q3	$11.6M	Buy	139,297 +12,133	+10%	+$1.01M	0.08%	386
2013 Q2	$10.5M	Buy	+127,164	New	+$10.5M	0.07%	407