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Caterpillar
CAT

Overview Fund Activity

2,560 hedge funds and large institutions have $107B invested in Caterpillar in 2023 Q4 according to their latest regulatory filings, with 312 funds opening new positions, 920 increasing their positions, 950 reducing their positions, and 107 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,560
Holders Change
+171
Holders Change %
+7.16%
% of All Funds
37.53%
Holding in Top 10
73
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.35%
% of All Funds
1.07%
New
312
Increased
920
Reduced
950
Closed
107
Calls
$3.22B
Puts
$3.57B
Net Calls
-$353M
Net Calls Change
+$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.24B
2
CWP
Capital Wealth Planning
Florida
+$348M
3
Bank Julius Baer & Co
Bank Julius Baer & Co
Switzerland
+$175M
4
Charles Schwab
Charles Schwab
California
+$154M
5
UBS Group
UBS Group
Switzerland
+$138M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$379M
2
Winslow Capital Management
Winslow Capital Management
Minnesota
-$330M
3
DZ Bank
DZ Bank
Germany
-$319M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$194M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$156M
Name Holding Trade Value Shares
Change 		Shares
Change %
EWA
2201
Encompass Wealth Advisors
Oregon
$249K – – –
BWA
2202
Blodgett Wealth Advisors
California
$249K +$296 +1 +0.1%
1IA
2203
1620 Investment Advisors
Massachusetts
$248K -$306K -1,034 -55%
GAM
2204
Gemmer Asset Management
California
$248K -$58.8K -199 -19%
SNBOSCI
2205
Security National Bank of Sioux City Iowa
Iowa
$248K – – –
JCM
2206
Jag Capital Management
Missouri
$248K -$2.62M -8,867 -91%
BWP
2207
Barlow Wealth Partners
Kentucky
$247K +$247K +836 New
MSFS
2208
Main Street Financial Solutions
Pennsylvania
$247K -$2.96K -10 -1%
SRC
2209
Shufro Rose & Co
New York
$246K – – –
EBA
2210
Eagle Bay Advisors
New York
$246K -$96.6K -327 -28%
LPAM
2211
Lodestar Private Asset Management
California
$245K +$10.3K +35 +4%
BWA
2212
Beam Wealth Advisors
Louisiana
$245K -$1.77K -6 -0.7%
WWC
2213
Waypoint Wealth Counsel
Georgia
$245K -$46.1K -156 -16%
SFPG
2214
Stonebridge Financial Planning Group
Florida
$244K -$11.8K -40 -5%
AC
2215
AlphaCore Capital
California
$244K – – –
R
2216
Rebalance
California
$244K +$244K +825 New
BA
2217
Bridge Advisory
California
$244K – – –
CWR
2218
Chico Wealth RIA
California
$243K +$243K +823 New
AWCI
2219
Alpine Woods Capital Investors
New York
$243K – – –
MA
2220
MJP Associates
Connecticut
$242K +$242K +819 New
CAM
2221
Concorde Asset Management
Michigan
$242K +$296 +1 +0.1%
BDA
2222
Borer Denton & Associates
Pennsylvania
$240K – – –
AWM
2223
Aprio Wealth Management
Georgia
$240K +$296 +1 +0.1%
CPL
2224
CAP Partners LLC
Tennessee
$240K +$240K +810 New
OCPWS
2225
One Charles Private Wealth Services
Massachusetts
$239K +$5.91K +20 +3%
87 88
89
90 91