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Caterpillar
CAT

Overview Fund Activity

2,002 hedge funds and large institutions have $87.8B invested in Caterpillar in 2021 Q1 according to their latest regulatory filings, with 229 funds opening new positions, 757 increasing their positions, 734 reducing their positions, and 91 closing their positions.

Holders
2,002
Holders Change
+120
Holders Change %
+6.38%
% of All Funds
35.26%
Holding in Top 10
58
Holding in Top 10 Change
+28
Holding in Top 10 Change %
+93.33%
% of All Funds
1.02%
New
229
Increased
757
Reduced
734
Closed
91
Calls
$2.45B
Puts
$2.02B
Net Calls
+$436M
Net Calls Change
+$751M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$2.82B
2
T. Rowe Price Associates
2
T. Rowe Price Associates
Maryland
$3.36B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$1.71B
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$249M
5
ZIG
5
Zurich Insurance Group
Switzerland
$123M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.14B
2
Primecap Management
2
Primecap Management
California
$854M
3
Gates Foundation Trust
3
Gates Foundation Trust
Washington
$2.36B
4
Citadel Advisors
4
Citadel Advisors
Florida
$56M
5
Harris Associates
5
Harris Associates
Illinois
$394M
Name Market Value Shares Shares
Change 		Shares
Change %
LFS
2026
Legacy Financial Strategies
Kansas
– – -8,125 Closed
OAM
2027
Oak Asset Management
California
– – -7,381 Closed
DWM
2028
Dakota Wealth Management
Florida
– – -6,887 Closed
LWM
2029
Laidlaw Wealth Management
New York
– – -6,724 Closed
SC
2030
Sepio Capital
Utah
– – -6,671 Closed
CSPIA
2031
Cary Street Partners Investment Advisory
Virginia
– – -5,945 Closed
SC
2032
Samlyn Capital
New York
– – -5,674 Closed
MC
2033
Maverick Capital
Texas
– – -5,649 Closed
KAS
2034
Kemnay Advisory Services
New York
– – -4,618 Closed
EGM
2035
Engineers Gate Manager
New York
– – -4,395 Closed
CCIA
2036
Campbell & Co Investment Adviser
Maryland
– – -4,011 Closed
WC
2037
Wexford Capital
Florida
– – -3,500 Closed
SFA
2038
Souders Financial Advisors
Ohio
– – -3,460 Closed
BCM
2039
Bayesian Capital Management
New York
– – -3,200 Closed
HF
2040
HRT Financial
New York
– – -3,198 Closed
NIPH
2041
NN Investment Partners Holdings
Netherlands
– – -3,000 Closed
CC
2042
Centiva Capital
New York
– – -2,584 Closed
GCA
2043
Greenwood Capital Associates
South Carolina
– – -2,361 Closed
VCM
2044
Vivaldi Capital Management
Illinois
– – -2,089 Closed
QC
2045
Quadrature Capital
United Kingdom
– – -1,950 Closed
Fiera Capital (Canada)
2046
Fiera Capital (Canada)
Quebec, Canada
– – -1,946 Closed
OCM
2047
Ovata Capital Management
Hong Kong
– – -1,700 Closed
RI
2048
Ridgewood Investments
New Jersey
– – -1,589 Closed
WS
2049
Wela Strategies
Georgia
– – -1,555 Closed
AWAP
2050
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
– – -1,517 Closed
80 81
82
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