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Caterpillar

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M
Name Holding Trade Value Shares
Change
Shares
Change %
WFI
2001
West Family Investments
California
-$389K -1,787 Closed
JWM
2002
Jackson Wealth Management
Florida
-$384K -1,764 Closed
WA
2003
Waddell & Associates
Tennessee
-$372 -1,707 Closed
CRCM
2004
Corbett Road Capital Management
Virginia
-$362K -1,663 Closed
FIM
2005
Freedom Investment Management
Connecticut
-$347K -1,596 Closed
CRI
2006
Colonial River Investments
Virginia
-$344K -1,580 Closed
PWM
2007
PRW Wealth Management
Massachusetts
-$317K -1,456 Closed
SAG
2008
Spotlight Asset Group
Illinois
-$293K -1,345 Closed
AT
2009
Arden Trust
Delaware
-$281K -1,293 Closed
CBN
2010
Cadence Bank NA
Texas
-$280K -1,284 Closed
CAM
2011
Claret Asset Management
Quebec, Canada
-$277K -1,272 Closed
AFS
2012
Access Financial Services
Minnesota
-$274K -1,260 Closed
BI
2013
Ballast Inc
Kentucky
-$272K -1,250 Closed
MSA
2014
Marino Stram & Associates
Massachusetts
-$267K -1,229 Closed
PFA
2015
Pinnacle Family Advisors
Missouri
-$266K -1,224 Closed
KWM
2016
Keebeck Wealth Management
Illinois
-$261K -1,201 Closed
FBT
2017
First Bankers Trust
Kentucky
-$259K -1,191 Closed
CCFM
2018
Clear Creek Financial Management
Washington
-$259K -1,188 Closed
Financial Engines Advisors
2019
Financial Engines Advisors
California
-$247K -1,137 Closed
GIA
2020
Granite Investment Advisors
New Hampshire
-$246K -1,130 Closed
CBFP
2021
Cedar Brook Financial Partners
Ohio
-$246K -1,130 Closed
QAM
2022
QCI Asset Management
New York
-$244K -1,122 Closed
MPM
2023
Meritage Portfolio Management
Kansas
-$234K -1,075 Closed
MCM
2024
Mengis Capital Management
Oregon
-$227K -1,047 Closed
WAG
2025
Winthrop Advisory Group
Massachusetts
-$226K -1,036 Closed