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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
$305M
2
Bank of America
Bank of America
North Carolina
$1.41B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$1.65B
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$486M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
$2.52M
2
State Street
State Street
Massachusetts
$10.3B
3
VOYA Investment Management
VOYA Investment Management
Georgia
$89M
4
DZ Bank
DZ Bank
Germany
$312M
5
BlackRock
BlackRock
New York
$9.06B
Name Holding Trade Value Shares
Change 		Shares
Change %
UCFA
176
United Capital Financial Advisors
Texas
$41.5M -$2.45M -8,964 -6%
CAPTRUST Financial Advisors
177
CAPTRUST Financial Advisors
North Carolina
$40.7M +$3.76M +13,764 +10%
ASRS
178
Arizona State Retirement System
Arizona
$39.8M -$470K -1,722 -1%
HIMC
179
Heritage Investors Management Corp
Maryland
$39.7M -$3.08M -11,287 -7%
MIM
180
MetLife Investment Management
New Jersey
$38.9M -$1.23M -4,522 -3%
ATN
181
AMF Tjänstepension
Sweden
$38.9M – – –
KeyBank National Association
182
KeyBank National Association
Ohio
$38.6M -$1.13M -4,137 -3%
SOMRS
183
State of Michigan Retirement System
Michigan
$38.2M -$491K -1,800 -1%
Cerity Partners
184
Cerity Partners
New York
$37.9M -$6.19M -22,672 -14%
Handelsbanken Fonder
185
Handelsbanken Fonder
Sweden
$37M +$2.86M +10,476 +8%
MHC
186
Meyer Handelman Company
New York
$36.5M -$573K -2,100 -2%
Mirae Asset Global Investments
187
Mirae Asset Global Investments
South Korea
$36.5M -$1.08M -3,958 -3%
AB
188
Amalgamated Bank
New York
$36.4M -$1.5M -5,485 -4%
Janus Henderson Group
189
Janus Henderson Group
United Kingdom
$36.2M +$1.9M +6,947 +6%
CB
190
Commerce Bank
Missouri
$35.9M -$848K -3,106 -2%
Assenagon Asset Management
191
Assenagon Asset Management
Luxembourg
$35.7M +$31.9M +116,667 +820%
CI
192
Conning Inc
Connecticut
$35.5M -$10.2M -37,557 -22%
Robeco Institutional Asset Management
193
Robeco Institutional Asset Management
Netherlands
$35.3M -$574K -2,103 -2%
KAS
194
Kestra Advisory Services
Texas
$35M +$2.8M +10,253 +9%
MML Investors Services
195
MML Investors Services
Massachusetts
$34.8M -$4.9M -17,942 -12%
Macquarie Group
196
Macquarie Group
Australia
$34.6M +$4.48M +16,392 +15%
CAN
197
Cetera Advisor Networks
California
$34.4M +$1.99M +7,287 +6%
Comerica Bank
198
Comerica Bank
Texas
$34.1M -$58.3M -213,632 -63%
Daiwa Securities Group
199
Daiwa Securities Group
Japan
$34M +$2.62M +9,000 +8%
William Blair & Company
200
William Blair & Company
Illinois
$34M +$34.4K +126 +0.1%
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