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Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
$384M
2
Capital International Investors
Capital International Investors
California
$575M
3
Invesco
Invesco
Georgia
$399M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
Capital World Investors
California
$175M
3
Primecap Management
Primecap Management
California
$904M
4
Ameriprise
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
GIBU
176
Gulf International Bank (UK)
United Kingdom
$15.4M -$149K -1,288 -1%
Creative Planning
177
Creative Planning
Kansas
$15.3M -$291K -2,511 -2%
American Century Companies
178
American Century Companies
Missouri
$15.3M +$2.47M +21,258 +19%
SCI
179
S&CO Inc
Massachusetts
$15.2M -$66.7K -575 -0.4%
State of Tennessee, Department of Treasury
180
State of Tennessee, Department of Treasury
Tennessee
$15.1M -$2.29M -19,749 -13%
CC
181
Criteria Caixa
Spain
$15M +$12.7M +109,769 +576%
ALAM
182
Asahi Life Asset Management
Japan
$14.9M +$497K +4,281 +3%
Robeco Institutional Asset Management
183
Robeco Institutional Asset Management
Netherlands
$14.8M -$2.56M -22,068 -15%
AAM
184
Advisors Asset Management
Colorado
$14.7M +$4.7M +40,484 +47%
SOMRS
185
State of Michigan Retirement System
Michigan
$14.7M -$812K -7,000 -5%
RHBC
186
R.H. Bluestein & Co
Michigan
$14.6M -$18.7M -161,525 -56%
ZCM
187
Ziegler Capital Management
Illinois
$14.4M +$14.4M +123,979 New
GT
188
Glenmede Trust
Pennsylvania
$14.3M – – –
BFS
189
Bradley Foster & Sargent
Connecticut
$14.1M +$291K +2,507 +2%
NPA
190
Nichols & Pratt Advisers
Massachusetts
$14.1M +$117K +1,005 +0.8%
D.E. Shaw & Co
191
D.E. Shaw & Co
New York
$14M -$8.98M -77,347 -39%
XK
192
Xact Kapitalforvaltning
Sweden
$14M -$120K -1,031 -0.8%
WAS
193
Wesleyan Assurance Society
United Kingdom
$14M – – –
DnB Asset Management
194
DnB Asset Management
Norway
$13.8M -$2.69M -23,185 -16%
Comerica Bank
195
Comerica Bank
Texas
$13.7M -$47.7K -418 -0.3%
SEI Investments
196
SEI Investments
Pennsylvania
$13.7M +$2.95M +25,309 +28%
Thrivent Financial for Lutherans
197
Thrivent Financial for Lutherans
Minnesota
$13.3M +$9.8M +84,465 +281%
BSA
198
Braun Stacey Associates
New York
$12.9M -$511K -4,402 -4%
Natixis Advisors
199
Natixis Advisors
Massachusetts
$12.5M +$3.08M +26,542 +33%
SMDAM
200
Sumitomo Mitsui DS Asset Management
Japan
$12.2M +$3.51M +30,284 +41%
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