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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
AG
176
Advisor Group
Arizona
$19.4M +$775K +6,094 +4%
DZ Bank
177
DZ Bank
Germany
$19.2M -$1.24M -9,854 -6%
PI
178
Putnam Investments
Massachusetts
$18.9M -$2.97M -23,384 -14%
Macquarie Group
179
Macquarie Group
Australia
$18.8M +$109K +860 +0.6%
CDH
180
Charles D. Hyman
$18.6M -$203K -1,600 -1%
Caisse de Depot et Placement du Quebec (CDPQ)
181
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$18.5M +$6.53M +51,400 +55%
BG
182
Bollard Group
Massachusetts
$18.3M +$700K +5,506 +4%
Envestnet Asset Management
183
Envestnet Asset Management
Illinois
$18.3M +$16.7M +131,230 +1,009%
BAMF
184
BI Asset Management Fondsmaeglerselskab
Denmark
$18.3M +$726K +5,710 +4%
MHC
185
Meyer Handelman Company
New York
$18.3M -$216K -1,700 -1%
GIBU
186
Gulf International Bank (UK)
United Kingdom
$18M -$7.93M -62,438 -31%
DIA
187
Dana Investment Advisors
Wisconsin
$17.7M -$1.57M -12,331 -8%
GF
188
Gabelli Funds
New York
$17.6M – – –
Man Group
189
Man Group
United Kingdom
$17.3M +$11.8M +92,486 +212%
ZIG
190
Zurich Insurance Group
Switzerland
$17.3M -$3.06M -24,074 -15%
FP
191
Foundry Partners
Minnesota
$17.1M +$5.37M +42,240 +46%
SCI
192
S&CO Inc
Massachusetts
$16.8M -$97.5K -767 -0.6%
JPMPWA
193
J.P. Morgan Private Wealth Advisors
California
$16.7M +$721K +5,677 +5%
ERSOT
194
Employees Retirement System of Texas
Texas
$16.7M -$2.38M -18,700 -12%
Kayne Anderson Rudnick Investment Management
195
Kayne Anderson Rudnick Investment Management
California
$16.7M -$3.81M -29,972 -19%
FCI
196
Financial Counselors Inc
Kansas
$16.6M +$337K +2,656 +2%
WIC
197
Willis Investment Counsel
Georgia
$16.6M +$1.96M +15,410 +13%
NPA
198
Nichols & Pratt Advisers
Massachusetts
$16.4M -$19.1K -150 -0.1%
Axa
199
Axa
France
$16.3M +$343K +2,703 +2%
CWM
200
CIBC World Markets
New York
$16.1M -$25.6M -201,307 -61%
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