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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
MIM
176
MetLife Investment Management
New Jersey
$26.4M -$444K -3,136 -2%
PI
177
Putnam Investments
Massachusetts
$26.3M -$14.6M -102,928 -37%
Janney Montgomery Scott
178
Janney Montgomery Scott
Pennsylvania
$25.6M -$321K -2,267 -1%
ProShare Advisors
179
ProShare Advisors
Maryland
$25.5M -$16.3M -115,149 -41%
CTB
180
Country Trust Bank
Illinois
$25.1M +$692K +4,895 +3%
DZ Bank
181
DZ Bank
Germany
$24.8M -$2.63M -18,567 -10%
FAF
182
Fjarde Ap-fonden
Sweden
$24.6M -$902K -6,379 -4%
Kayne Anderson Rudnick Investment Management
183
Kayne Anderson Rudnick Investment Management
California
$24.6M -$86.1K -609 -0.4%
ZIG
184
Zurich Insurance Group
Switzerland
$24.4M +$11.6M +81,922 +105%
ASRS
185
Arizona State Retirement System
Arizona
$24.2M +$184K +1,303 +0.8%
Capital Fund Management (CFM)
186
Capital Fund Management (CFM)
France
$23.8M -$1.36M -9,639 -6%
SEIA
187
Signature Estate & Investment Advisors
California
$23.6M +$2.87M +20,325 +15%
AIM
188
Artemis Investment Management
United Kingdom
$23.5M +$2.48M +17,500 +13%
Cohen & Steers
189
Cohen & Steers
New York
$23.5M -$2.75M -19,462 -11%
SCM
190
Stevens Capital Management
Pennsylvania
$23.2M -$6.09M -43,084 -22%
DIA
191
Dana Investment Advisors
Wisconsin
$23.1M -$608K -4,297 -3%
ERSOT
192
Employees Retirement System of Texas
Texas
$22.9M
CDH
193
Charles D. Hyman
$22.5M +$9.19K +65 +0%
Macquarie Group
194
Macquarie Group
Australia
$22.4M +$1.45M +10,250 +7%
AG
195
Advisor Group
Arizona
$22.4M +$11.1M +78,826 +116%
MHC
196
Meyer Handelman Company
New York
$22.2M -$948K -6,700 -4%
MSL
197
Mackay Shields LLC
New York
$22.1M -$1.5M -10,611 -7%
William Blair & Company
198
William Blair & Company
Illinois
$22M -$7.04M -49,794 -26%
Teacher Retirement System of Texas
199
Teacher Retirement System of Texas
Texas
$21.7M -$6.86M -48,514 -25%
Point72 Asset Management
200
Point72 Asset Management
Connecticut
$21.2M -$4.75M -33,552 -19%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.