CAT icon

Caterpillar
CAT

Overview Fund Activity

1,056 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 391 increasing their positions, 438 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,056
Holders Change
-27
Holders Change %
-2.49%
% of All Funds
28.22%
Holding in Top 10
11
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-35.29%
% of All Funds
0.29%
New
60
Increased
391
Reduced
438
Closed
75
Calls
$1.06B
Puts
$1.41B
Net Calls
-$347M
Net Calls Change
+$273M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$659M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
$75.8M
3
Vanguard Group
Vanguard Group
Pennsylvania
$2.68B
4
Deutsche Bank
Deutsche Bank
Germany
$168M
5
Norges Bank
Norges Bank
Norway
$316M

Top Sellers

1
Royal London Asset Management
Royal London Asset Management
United Kingdom
$18.6M
2
State Street
State Street
Massachusetts
$4.22B
3
Harris Associates
Harris Associates
Illinois
$1.05B
4
BGIM
Brandywine Global Investment Management
Pennsylvania
$82.2M
5
TPCM
Tide Point Capital Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Adage Capital Partners
176
Adage Capital Partners
Massachusetts
$10.9M -$14.2M -187,539 -57%
ASRS
177
Arizona State Retirement System
Arizona
$10.9M -$1.11M -14,700 -9%
HIMCH
178
Hartford Investment Management Co (HIMCO)
Connecticut
$10.8M +$48.7K +642 +0.5%
HAI
179
Hennessy Advisors Inc
California
$10.8M +$98.6K +1,300 +0.9%
ATN
180
AMF Tjänstepension
Sweden
$10.7M +$667K +8,800 +7%
GF
181
Gabelli Funds
New York
$10.6M – – –
Citadel Advisors
182
Citadel Advisors
Florida
$10.6M +$9.6M +126,583 +934%
OPERF
183
Oregon Public Employees Retirement Fund
Oregon
$10.5M +$412K +5,441 +4%
LCM
184
Laurion Capital Management
New York
$10.2M +$10.2M +134,818 New
RFC
185
Regions Financial Corp
Alabama
$10.2M -$221K -2,920 -2%
FAF
186
Fjarde Ap-fonden
Sweden
$10.2M +$48.2K +636 +0.5%
SCM
187
SKBA Capital Management
California
$9.67M -$98.5K -1,300 -1%
PIA
188
Piedmont Investment Advisors
North Carolina
$9.61M -$657K -8,661 -6%
FMI
189
Factory Mutual Insurance
Massachusetts
$9.48M – – –
MAA
190
Matrix Asset Advisors
New York
$9.46M -$187K -2,461 -2%
Natixis Advisors
191
Natixis Advisors
Massachusetts
$9.34M -$479K -6,319 -5%
CB
192
Commerce Bank
Missouri
$9.24M -$33.9K -447 -0.4%
Public Employees Retirement Association of Colorado
193
Public Employees Retirement Association of Colorado
Colorado
$9.1M -$517K -6,816 -5%
ABC
194
Associated Banc-Corp
Wisconsin
$9.05M -$52.3K -690 -0.6%
Envestnet Asset Management
195
Envestnet Asset Management
Illinois
$8.97M +$210K +2,776 +2%
Nomura Asset Management
196
Nomura Asset Management
Japan
$8.95M -$545K -7,188 -6%
BFS
197
Bradley Foster & Sargent
Connecticut
$8.94M +$216K +2,853 +2%
MI
198
Markston International
New York
$8.89M +$22.3K +294 +0.3%
GWM
199
Geneos Wealth Management
Colorado
$8.79M -$1.69M -22,165 -16%
DekaBank Deutsche Girozentrale
200
DekaBank Deutsche Girozentrale
Germany
$8.76M -$156K -2,100 -2%
6 7
8
9 10