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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
ACI
176
AMP Capital Investors
Australia
$10.4M 161,453 +4,800 +3%
Public Sector Pension Investment Board (PSP Investments)
177
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$10.4M 158,504 -49,200 -24%
AQR Capital Management
178
AQR Capital Management
Connecticut
$10.2M 156,571 +98,884 +171%
DekaBank Deutsche Girozentrale
179
DekaBank Deutsche Girozentrale
Germany
$10.2M 157,443 +32,424 +26%
HIMCH
180
Hartford Investment Management Co (HIMCO)
Connecticut
$10.1M 154,735 +459 +0.3%
LPL Financial
181
LPL Financial
California
$9.87M 142,734 -10,434 -7%
CDH
182
Charles D. Hyman
$9.8M 149,855 +2,014 +1%
IRF
183
IBM Retirement Fund
New York
$9.77M 146,569 -564 -0.4%
ARC
184
Absolute Return Capital
Massachusetts
$9.76M 149,363 -106,316 -42%
Korea Investment Corp
185
Korea Investment Corp
South Korea
$9.73M 148,800 -21,900 -13%
SCI
186
S&CO Inc
Massachusetts
$9.53M 145,843 +350 +0.2%
Baird Financial Group
187
Baird Financial Group
Wisconsin
$9.46M 144,748 -4,968 -3%
UCFA
188
United Capital Financial Advisors
Texas
$9.42M 144,109 +119,494 +485%
RFC
189
Regions Financial Corp
Alabama
$9.38M 143,574 -6,746 -4%
WT
190
Whittier Trust
California
$9.37M 143,310 -15,103 -10%
GF
191
Gabelli Funds
New York
$9.17M 140,300 – –
EIM
192
ExxonMobil Investment Management
Texas
$9.04M 138,340 +4,332 +3%
EDRH
193
Edmond de Rothschild Holding
Switzerland
$9.03M 138,175 +84,039 +155%
MI
194
Markston International
New York
$8.76M 134,002 -6,297 -4%
CB
195
Commerce Bank
Missouri
$8.67M 132,653 +3,672 +3%
PIA
196
Piedmont Investment Advisors
North Carolina
$8.63M 132,111 +1,057 +0.8%
BFS
197
Bradley Foster & Sargent
Connecticut
$8.61M 131,675 +19,770 +18%
GT
198
Glenmede Trust
Pennsylvania
$8.53M 130,567 -11,406 -8%
RJFSA
199
Raymond James Financial Services Advisors
Florida
$8.43M 129,034 +83,120 +181%
SCM
200
SKBA Capital Management
California
$8.37M 128,000 -1,200 -0.9%
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