CAT icon

Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$384M
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$309M
3
Goldman Sachs
3
Goldman Sachs
New York
$577M
4
Northern Trust
4
Northern Trust
Illinois
$1.45B
5
BlackRock
5
BlackRock
New York
$7.24B

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$854M
2
Macquarie Group
2
Macquarie Group
Australia
$37.5M
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$964M
4
State Farm Mutual Automobile Insurance
4
State Farm Mutual Automobile Insurance
Illinois
$3.41B
5
Capital International Investors
5
Capital International Investors
California
$1.48B
Name Holding Trade Value Shares
Change 		Shares
Change %
HT
1951
HAP Trading
New York
– -$5.4M -24,789 Closed
GCM
1952
Graham Capital Management
Connecticut
– -$3.96M -18,178 Closed
Hudson Bay Capital Management
1953
Hudson Bay Capital Management
Connecticut
– -$3.92M -18,000 Closed
CIC
1954
Chase Investment Counsel
Virginia
– -$3.41M -15,667 Closed
SC
1955
Shay Capital
New York
– -$2.68M -12,300 Closed
B
1956
BP
United Kingdom
– -$2.66M -12,243 Closed
Twin Tree Management
1957
Twin Tree Management
Texas
– -$2.45M -11,271 Closed
SI
1958
Symmetry Investments
Jersey
– -$2.45M -11,250 Closed
GAMA
1959
Graticule Asia Macro Advisors
New York
– -$2.39M -11,000 Closed
BSG
1960
Black Swift Group
Colorado
– -$2.39M -11,000 Closed
ACM
1961
Advent Capital Management
New York
– -$2.29M -10,500 Closed
LCH
1962
Lee Capital Holdings
New York
– -$2.18M -10,000 Closed
BDS
1963
Banco de Sabadell
Florida
– -$1.92M -8,877 Closed
RCM
1964
Radnor Capital Management
Pennsylvania
– -$1.88M -8,657 Closed
AIM
1965
Aigen Investment Management
New York
– -$1.83M -8,408 Closed
LMIM
1966
Lockheed Martin Investment Management
Maryland
– -$1.83M -8,386 Closed
VC
1967
Veracity Capital
Georgia
– -$1.47M -6,731 Closed
FEM
1968
Fulcrum Equity Management
Texas
– -$1.42M -6,530 Closed
BC
1969
Bridgefront Capital
Texas
– -$1.39M -6,375 Closed
BC
1970
Brookfield Corp
Ontario, Canada
– -$1.34M -6,164 Closed
NWA
1971
New World Advisors
Massachusetts
– -$1.3M -5,956 Closed
WW
1972
Westshore Wealth
California
– -$1.25M -5,734 Closed
CC
1973
Claybrook Capital
Massachusetts
– -$1.15M -5,282 Closed
CWA
1974
Core Wealth Advisors
Florida
– -$1.09M -5,028 Closed
PM
1975
Precept Management
Texas
– -$1.09M -5,000 Closed
77 78
79
80 81