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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
3
Capital World Investors
California
$598M
4
Citadel Advisors
4
Citadel Advisors
Florida
$237M
5
Invesco
5
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
1
Sanders Capital
Florida
$0
2
State Street
2
State Street
Massachusetts
$7.51B
3
Primecap Management
3
Primecap Management
California
$925M
4
Macquarie Group
4
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
BPGAM
1926
BTG Pactual Global Asset Management
Bermuda
– -$261K -1,750 Closed
DWM
1927
Dorchester Wealth Management
Quebec, Canada
– -$246K -1,650 Closed
OCM
1928
One Capital Management
California
– -$244K -1,634 Closed
FMT
1929
First Mercantile Trust
Tennessee
– -$238K -1,391 Closed
CCM
1930
Canal Capital Management
Virginia
– -$202K -1,356 Closed
STA
1931
Summit Trail Advisors
New York
– -$203K -1,192 Closed
AWM
1932
Adams Wealth Management
Utah
– -$131K -876 Closed
MCP
1933
Martin Capital Partners
Oregon
– -$116K -778 Closed
CCM
1934
Chiron Capital Management
Florida
– -$116K -775 Closed
BBA
1935
Braun-Bostich & Associates
Pennsylvania
– -$113K -756 Closed
HCA
1936
Horan Capital Advisors
Ohio
– -$108K -725 Closed
BWM
1937
BNC Wealth Management
Oregon
– -$101K -675 Closed
JWM
1938
Jeppson Wealth Management
California
– -$93K -622 Closed
WAM
1939
Wolverine Asset Management
Illinois
– -$54K -368 Closed
DTIM
1940
Danda Trouve Investment Management
Kansas
– -$30K -200 Closed
CAL
1941
Capital Analysts LLC
Pennsylvania
– -$16K -110 Closed
1832 Asset Management
1942
1832 Asset Management
Ontario, Canada
– -$13K -90 Closed
WCG
1943
Weaver Consulting Group
California
– -$13K -88 Closed
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
1944
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$12K -78 Closed
NIM
1945
NuWave Investment Management
New Jersey
– -$5K -36 Closed
FP
1946
Fiduciary Planning
Florida
– -$2K -13 Closed
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