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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
JFA
1776
JNBA Financial Advisors
Minnesota
$58K – – –
BSSFA
1777
Baron Silver Stevens Financial Advisors
Florida
$58K +$58K +323 New
CTFG
1778
Capstone Triton Financial Group
Oklahoma
$56K +$56K +305 New
TCWA
1779
Ten Capital Wealth Advisors
Washington
$56K +$56K +306 New
MFM
1780
MD Financial Management
Ontario, Canada
$56K +$56K +310 New
TF
1781
TimeScale Financial
Massachusetts
$55K +$182 +1 +0.3%
PFO
1782
Pathstone Family Office
New Jersey
$55K +$4.37K +24 +9%
SQA
1783
Simon Quick Advisors
New Jersey
$55K +$42.7K +233 +348%
OCM
1784
Orion Capital Management
California
$55K +$55K +300 New
APC
1785
Aspire Private Capital
North Carolina
$54K -$61.5K -338 -53%
JWM
1786
Janiczek Wealth Management
Colorado
$54K +$9.03K +50 +20%
EARNEST Partners
1787
EARNEST Partners
Georgia
$52K – – –
IHWM
1788
Iron Horse Wealth Management
Iowa
$50K +$50K +276 New
TFIPS
1789
Towarzystwo Funduszy Inwestycyjnych PZU SA
$49.1K +$49.1K +270 New
CCA
1790
Column Capital Advisors
Indiana
$49K – – –
FWM
1791
FSA Wealth Management
Massachusetts
$49K +$49K +267 New
TCM
1792
Tradewinds Capital Management
Washington
$48K – – –
D
1793
Diversified
Delaware
$48K +$48K +324 New
MCA
1794
Mercer Capital Advisers
New Jersey
$46K – – –
CFFP
1795
Center for Financial Planning
Michigan
$46K – – –
PCA
1796
Providence Capital Advisors
North Carolina
$45K -$4.59K -25 -9%
MFT
1797
Moisand Fitzgerald Tamayo
Florida
$44K – – –
SIS
1798
Sound Income Strategies
Florida
$43K – – –
SL
1799
Savior LLC
Massachusetts
$43K – – –
POIA
1800
Pin Oak Investment Advisors
Texas
$42K – – –
70 71
72
73 74