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Caterpillar
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Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
1
Macquarie Group
Australia
$384M
2
Capital International Investors
2
Capital International Investors
California
$575M
3
Invesco
3
Invesco
Georgia
$399M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$782M
5
Boston Partners
5
Boston Partners
Massachusetts
$169M

Top Sellers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$205M
2
Capital World Investors
2
Capital World Investors
California
$175M
3
Primecap Management
3
Primecap Management
California
$904M
4
Ameriprise
4
Ameriprise
Minnesota
$227M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DTIM
1726
Danda Trouve Investment Management
Kansas
– – -80 Closed
SCA
1727
Stuart Chaussee & Associates
California
– – -75 Closed
SIC
1728
Samalin Investment Counsel
New York
– – -71 Closed
IAS
1729
IMA Advisory Services
Colorado
– – -58 Closed
BCI
1730
Brinker Capital Investments
Pennsylvania
– – -39 Closed
CH
1731
Canton Hathaway
Rhode Island
– – -30 Closed
GFPC
1732
Global Financial Private Capital
Florida
– – -14 Closed
CWA
1733
Capital Wealth Alliance
Arizona
– – -12 Closed
Kayne Anderson Rudnick Investment Management
1734
Kayne Anderson Rudnick Investment Management
California
– – -11 Closed
CAM
1735
ClariVest Asset Management
California
– – -5 Closed
SHWM
1736
Silicon Hills Wealth Management
Texas
– – -3 Closed
AWM
1737
Atticus Wealth Management
Florida
– – -3 Closed
IMC Chicago
1738
IMC Chicago
Illinois
– – – –
Simplex Trading
1739
Simplex Trading
Illinois
– – – –
CMTU
1740
Capital Markets Trading (UK)
United Kingdom
– – – –
MS
1741
Maven Securities
Jersey
– – – –
VC
1742
Voss Capital
Texas
– – – –
CM
1743
Caption Management
Oklahoma
– – – –
CL
1744
CSS LLC
Illinois
– – – –
BFM
1745
Boothbay Fund Management
New York
– – – –
Walleye Trading
1746
Walleye Trading
New York
– – – –
LCM
1747
Laurion Capital Management
New York
– – – –
Balyasny Asset Management
1748
Balyasny Asset Management
Illinois
– – – –
NR
1749
Newfound Research
Massachusetts
$0 1 – –
PCM
1750
Prelude Capital Management
New York
– – – –
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