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Caterpillar

2,321 hedge funds and large institutions have $88B invested in Caterpillar in 2023 Q2 according to their latest regulatory filings, with 175 funds opening new positions, 932 increasing their positions, 858 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more first-time investments, than exits

New positions opened: 175 | Existing positions closed: 112

6% more capital invested

Capital invested by funds: $82.8B → $88B (+$5.16B)

2% more funds holding in top 10

Funds holding in top 10: 4344 (+1)

2% more funds holding

Funds holding: 2,2782,321 (+43)

9% more repeat investments, than reductions

Existing positions increased: 932 | Existing positions reduced: 858

5.96% less ownership

Funds ownership: 75.58%69.62% (-6%)

15% less call options, than puts

Call options by funds: $2.38B | Put options by funds: $2.8B

Holders
2,321
Holders Change
+43
Holders Change %
+1.89%
% of All Funds
36.44%
Holding in Top 10
44
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.33%
% of All Funds
0.69%
New
175
Increased
932
Reduced
858
Closed
112
Calls
$2.38B
Puts
$2.8B
Net Calls
-$422M
Net Calls Change
+$48.4M
Name Holding Trade Value Shares
Change
Change in
Stake
GIA
151
Gateway Investment Advisers
Ohio
$41.4M -$53.1K -238 -0.1%
CI
152
Conning Inc
Connecticut
$41.2M +$2.47M +11,088 +7%
MNG
153
Manning & Napier Group
New York
$41.1M +$6M +26,933 +19%
Nisa Investment Advisors
154
Nisa Investment Advisors
Missouri
$40.4M -$1.6M -7,195 -4%
Aviva
155
Aviva
United Kingdom
$40M +$13.7M +61,377 +61%
Creative Planning
156
Creative Planning
Kansas
$39.9M +$1.11M +4,981 +3%
CDH
157
Charles D. Hyman
$39.8M +$252K +1,129 +0.7%
Cerity Partners
158
Cerity Partners
New York
$39.8M +$3.22M +14,435 +10%
UCFA
159
United Capital Financial Advisors
Texas
$39.6M -$259K -1,162 -0.7%
RCW
160
Rheos Capital Works
Japan
$39.4M
CS
161
Candriam SCA
Luxembourg
$39.2M +$5.99M +26,858 +20%
HIMC
162
Heritage Investors Management Corp
Maryland
$38.6M -$1.78K -8 -0%
Calamos Advisors
163
Calamos Advisors
Illinois
$38.4M
Voloridge Investment Management
164
Voloridge Investment Management
Florida
$38.4M +$23M +103,208 +195%
AIG
165
American International Group
New York
$37.9M +$16.7K +75 +0%
ASC
166
Atalanta Sosnoff Capital
New York
$37.5M +$33.5M +150,373 +7,216%
Federated Hermes
167
Federated Hermes
Pennsylvania
$36.8M -$3.91M -17,523 -10%
TAF
168
Tredje AP-fonden
Sweden
$36.6M +$9.6M +43,048 +41%
ASRS
169
Arizona State Retirement System
Arizona
$36.3M +$1.23M +5,500 +4%
MIM
170
MetLife Investment Management
New Jersey
$36.2M -$1.21M -5,432 -4%
Marshall Wace
171
Marshall Wace
United Kingdom
$36M +$10.4M +46,489 +47%
KeyBank National Association
172
KeyBank National Association
Ohio
$35.9M -$183K -822 -0.6%
MML Investors Services
173
MML Investors Services
Massachusetts
$35.8M +$5.07M +22,723 +19%
ICG
174
InterOcean Capital Group
Tennessee
$35.1M -$8.61M -38,634 -21%
AT
175
AMF Tjänstepension
Sweden
$35.1M -$10M -44,944 -24%

CAT Hedge Fund Activity: Q2 2023 in Review

2,321 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2023, worth a combined $88B — up 6.2% from $82.8B a quarter earlier.

Buyers outnumbered sellers: 175 funds opened new CAT positions and 112 closed out — a net gain of 63 holders — while 932 added to existing stakes and 858 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $252M. The largest seller was OFI Invest Asset Management, cutting an estimated $6.28B.

  • 2,321 institutional investors held Caterpillar (CAT) as of Q2 2023, up from 2,278 in Q1 2023.
  • Funds reported $88B of Caterpillar stock for Q2 2023, up 6.2% quarter-over-quarter.
  • 175 funds opened new Caterpillar positions in Q2 2023 and 112 closed out, a net change of +63 holders.
  • The largest Caterpillar buyer in Q2 2023 was Altshuler Shaham, an estimated $252M added.
  • The largest Caterpillar seller in Q2 2023 was OFI Invest Asset Management, an estimated $6.28B sold.

Based on aggregated 13F filings for Q2 2023.