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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
151
Millennium Management
New York
$22.4M +$17.6M +148,169 +517%
Nomura Asset Management
152
Nomura Asset Management
Japan
$22.3M +$763K +6,432 +4%
ACI
153
AMP Capital Investors
Australia
$22M +$191K +1,614 +0.9%
KeyBank National Association
154
KeyBank National Association
Ohio
$21.4M -$711K -5,996 -3%
Robeco Institutional Asset Management
155
Robeco Institutional Asset Management
Netherlands
$21.3M +$4.78M +40,299 +31%
FAF
156
Fjarde Ap-fonden
Sweden
$20.6M +$1.02M +8,600 +6%
CB
157
Commerce Bank
Missouri
$20.5M -$187K -1,577 -1%
Skandinaviska Enskilda Banken (SEB)
158
Skandinaviska Enskilda Banken (SEB)
Sweden
$19.6M +$160K +1,348 +0.9%
ACM
159
Axel Capital Management
New York
$19.5M +$18.3M +154,000 New
CDH
160
Charles D. Hyman
$19.3M +$1.26M +10,612 +7%
VMPIC
161
Varma Mutual Pension Insurance Co
Finland
$19M +$17.8M +150,000 New
QAM
162
QCI Asset Management
New York
$18.8M +$283K +2,386 +2%
VRS
163
Virginia Retirement Systems
Virginia
$18.8M -$23.7K -200 -0.1%
KBC Group
164
KBC Group
Belgium
$18.7M +$7.31M +61,634 +71%
ELC
165
Edgar Lomax Company
Virginia
$18.6M +$347K +2,925 +2%
DekaBank Deutsche Girozentrale
166
DekaBank Deutsche Girozentrale
Germany
$18.6M -$1.15M -9,732 -6%
Cambridge Investment Research Advisors
167
Cambridge Investment Research Advisors
Iowa
$18.3M -$887K -7,482 -5%
Creative Planning
168
Creative Planning
Kansas
$18M +$1.24M +10,483 +8%
MIS
169
Morningstar Investment Services
Illinois
$18M -$494K -4,166 -3%
MIM
170
MetLife Investment Management
New Jersey
$17.9M -$107K -901 -0.6%
AAM
171
Advisors Asset Management
Colorado
$17.8M +$1.61M +13,583 +11%
FCI
172
Financial Counselors Inc
Kansas
$17.7M +$770K +6,497 +5%
Jane Street
173
Jane Street
New York
$17.6M -$14.6M -122,789 -47%
GF
174
Gabelli Funds
New York
$17.6M
MHC
175
Meyer Handelman Company
New York
$17.6M

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.