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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
Aberdeen Group
151
Aberdeen Group
United Kingdom
$25.6M -$949K -7,493 -4%
HIMC
152
Heritage Investors Management Corp
Maryland
$25.4M +$193K +1,517 +0.8%
LTFS
153
Ladenburg Thalmann Financial Services
Florida
$25.3M +$2.61M +20,528 +12%
KeyBank National Association
154
KeyBank National Association
Ohio
$23.9M -$1.19M -9,345 -5%
Two Sigma Advisers
155
Two Sigma Advisers
New York
$23.6M -$59.4M -467,500 -72%
Janney Montgomery Scott
156
Janney Montgomery Scott
Pennsylvania
$23.2M +$1.92M +15,106 +9%
VRS
157
Virginia Retirement Systems
Virginia
$23.2M -$4.77M -37,500 -17%
CTB
158
Country Trust Bank
Illinois
$22.8M +$1.86M +14,642 +9%
FAF
159
Fjarde Ap-fonden
Sweden
$22.6M +$2.06M +16,200 +10%
FWIA
160
Fort Washington Investment Advisors
Ohio
$22.5M -$1.95M -15,344 -8%
Baird Financial Group
161
Baird Financial Group
Wisconsin
$21.9M +$7.25M +57,066 +50%
IG
162
ING Group
Netherlands
$21.9M -$9.4M -73,997 -30%
SOMRS
163
State of Michigan Retirement System
Michigan
$21.5M -$1.03M -8,100 -5%
MIM
164
MetLife Investment Management
New Jersey
$21.4M -$526K -4,137 -2%
CIM
165
Chiron Investment Management
New York
$21.3M -$15.9M -125,245 -43%
AIMCA
166
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$21.2M -$4.97M -39,100 -19%
VIA
167
Vantis Investment Advisers
Florida
$21.1M +$21.1M +166,200 New
SEI Investments
168
SEI Investments
Pennsylvania
$20.8M +$873K +5,799 +4%
M&T Bank
169
M&T Bank
New York
$20.8M -$1.44M -11,317 -6%
SEIA
170
Signature Estate & Investment Advisors
California
$20.7M +$1.04M +8,217 +5%
Mackenzie Financial
171
Mackenzie Financial
Ontario, Canada
$20.3M +$19.9M +156,742 +5,151%
Bank of Nova Scotia
172
Bank of Nova Scotia
Ontario, Canada
$19.9M -$4.94M -38,862 -20%
AIM
173
Artemis Investment Management
United Kingdom
$19.7M +$73.7K +580 +0.4%
ALAM
174
Asahi Life Asset Management
Japan
$19.6M +$19.6M +154,604 New
MSL
175
Mackay Shields LLC
New York
$19.6M +$1.19M +9,385 +6%
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