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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$600M
2
Ameriprise
Ameriprise
Minnesota
$427M
3
SCM
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
Capital World Investors
California
$2.49B
3
Citadel Advisors
Citadel Advisors
Florida
$267M
4
Deutsche Bank
Deutsche Bank
Germany
$338M
5
AQR Capital Management
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
VRS
151
Virginia Retirement Systems
Virginia
$33.6M +$4.32M +28,300 +15%
BCIM
152
British Columbia Investment Management
British Columbia, Canada
$33.4M -$13.6M -89,052 -29%
ECM
153
Element Capital Management
New York
$32.8M +$8.17M +53,577 +33%
SAM
154
Scopus Asset Management
New York
$32.5M +$8.58M +56,289 +36%
Aberdeen Group
155
Aberdeen Group
United Kingdom
$32M +$2.84M +18,610 +10%
AIMCA
156
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$31.4M +$4.09M +26,800 +15%
First Trust Advisors
157
First Trust Advisors
Illinois
$31.2M -$16M -105,247 -34%
GIBU
158
Gulf International Bank (UK)
United Kingdom
$31.1M +$1.62M +10,640 +6%
HIMC
159
Heritage Investors Management Corp
Maryland
$30.2M +$291K +1,909 +1%
MPMG
160
Minneapolis Portfolio Management Group
Minnesota
$30.2M +$576K +3,780 +2%
KeyBank National Association
161
KeyBank National Association
Ohio
$30.1M -$103K -675 -0.3%
Bank of Nova Scotia
162
Bank of Nova Scotia
Ontario, Canada
$29.8M -$8.4M -55,092 -22%
Public Sector Pension Investment Board (PSP Investments)
163
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$29.4M +$9.04M +59,300 +44%
FWIA
164
Fort Washington Investment Advisors
Ohio
$29.4M +$11.1M +72,538 +60%
CEP
165
Chicago Equity Partners
Illinois
$28.9M +$1.49M +9,740 +5%
USAA
166
United Services Automobile Association
Texas
$28.9M -$5.52M -36,221 -16%
CCMG
167
Clark Capital Management Group
Pennsylvania
$28.9M -$4.38M -28,708 -13%
CI Investments Inc
168
CI Investments Inc
Ontario, Canada
$28M +$15.1M +99,280 +118%
LTFS
169
Ladenburg Thalmann Financial Services
Florida
$27.2M +$777K +5,096 +3%
SOMRS
170
State of Michigan Retirement System
Michigan
$27M – – –
AQR Capital Management
171
AQR Capital Management
Connecticut
$27M -$194M -1,270,735 -88%
M&T Bank
172
M&T Bank
New York
$26.6M -$382K -2,508 -1%
GAM
173
Gotham Asset Management
New York
$26.6M +$2.87M +18,826 +12%
Boston Partners
174
Boston Partners
Massachusetts
$26.6M +$26.6M +174,371 New
State of Tennessee, Department of Treasury
175
State of Tennessee, Department of Treasury
Tennessee
$26.6M -$11.3M -74,043 -30%
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