We are live on ! Find out more
CAT icon

Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
VRS
151
Virginia Retirement Systems
Virginia
$33.6M +$4M +28,300 +15%
BCIM
152
British Columbia Investment Management
British Columbia, Canada
$33.4M -$12.6M -89,052 -29%
ECM
153
Element Capital Management
New York
$32.8M +$7.58M +53,577 +33%
SAM
154
Scopus Asset Management
New York
$32.5M +$7.96M +56,289 +36%
Aberdeen Group
155
Aberdeen Group
United Kingdom
$32M +$2.63M +18,610 +10%
AIMCA
156
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$31.4M +$3.79M +26,800 +15%
First Trust Advisors
157
First Trust Advisors
Illinois
$31.2M -$14.9M -105,247 -34%
GIBU
158
Gulf International Bank (UK)
United Kingdom
$31.1M +$1.51M +10,640 +6%
HIMC
159
Heritage Investors Management Corp
Maryland
$30.2M +$270K +1,909 +1%
MPMG
160
Minneapolis Portfolio Management Group
Minnesota
$30.2M +$535K +3,780 +2%
KeyBank National Association
161
KeyBank National Association
Ohio
$30.1M -$95.5K -675 -0.3%
Bank of Nova Scotia
162
Bank of Nova Scotia
Ontario, Canada
$29.8M -$7.79M -55,092 -22%
Public Sector Pension Investment Board (PSP Investments)
163
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$29.4M +$8.39M +59,300 +44%
FWIA
164
Fort Washington Investment Advisors
Ohio
$29.4M +$10.3M +72,538 +60%
CEP
165
Chicago Equity Partners
Illinois
$28.9M +$1.38M +9,740 +5%
USAA
166
United Services Automobile Association
Texas
$28.9M -$5.12M -36,221 -16%
CCMG
167
Clark Capital Management Group
Pennsylvania
$28.9M -$4.06M -28,708 -13%
CI Investments Inc
168
CI Investments Inc
Ontario, Canada
$28M +$14M +99,280 +118%
LTFS
169
Ladenburg Thalmann Financial Services
Florida
$27.2M +$721K +5,096 +3%
SOMRS
170
State of Michigan Retirement System
Michigan
$27M
AQR Capital Management
171
AQR Capital Management
Connecticut
$27M -$180M -1,270,735 -88%
M&T Bank
172
M&T Bank
New York
$26.6M -$355K -2,508 -1%
GAM
173
Gotham Asset Management
New York
$26.6M +$2.66M +18,826 +12%
Boston Partners
174
Boston Partners
Massachusetts
$26.6M +$24.7M +174,371 New
State of Tennessee, Department of Treasury
175
State of Tennessee, Department of Treasury
Tennessee
$26.6M -$10.5M -74,043 -30%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.