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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
Capital World Investors
California
$1.62B
3
Morgan Stanley
Morgan Stanley
New York
$631M
4
American Century Companies
American Century Companies
Missouri
$173M
5
EVM
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$40.9M
2
Harris Associates
Harris Associates
Illinois
$1.12B
3
State Street
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
Virtus Fund Advisers
Connecticut
$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
GIBU
151
Gulf International Bank (UK)
United Kingdom
$15.8M +$355K +4,000 +2%
BAMF
152
BI Asset Management Fondsmaeglerselskab
Denmark
$15.5M -$426K -4,800 -3%
M&T Bank
153
M&T Bank
New York
$15.4M -$130K -1,463 -0.8%
Janus Henderson Group
154
Janus Henderson Group
United Kingdom
$15.2M +$5.33M +60,000 +54%
O
155
OppenheimerFunds
New York
$15M +$7.1M +79,951 +90%
Axa
156
Axa
France
$14.9M -$1.09M -12,334 -7%
SFSIG
157
San Francisco Sentry Investment Group
California
$14.7M -$22.1K -249 -0.2%
RJFSA
158
Raymond James Financial Services Advisors
Florida
$14.6M -$363K -4,094 -2%
UCFA
159
United Capital Financial Advisors
Texas
$14.4M +$479K +5,392 +3%
Robeco Institutional Asset Management
160
Robeco Institutional Asset Management
Netherlands
$14.4M +$51.6K +581 +0.4%
Alyeska Investment Group
161
Alyeska Investment Group
Illinois
$13.8M +$8.1M +91,269 +142%
CGT
162
Capital Guardian Trust
California
$13.7M -$2.52M -28,351 -16%
Comerica Bank
163
Comerica Bank
Texas
$13.6M +$20.6K +231 +0.2%
Canada Pension Plan Investment Board
164
Canada Pension Plan Investment Board
Ontario, Canada
$13.5M -$8.31M -93,611 -38%
EIM
165
ExxonMobil Investment Management
Texas
$13.2M -$174K -1,960 -1%
ATN
166
AMF Tjänstepension
Sweden
$13.2M +$702K +7,910 +6%
SCI
167
S&CO Inc
Massachusetts
$13M -$36K -405 -0.3%
CDH
168
Charles D. Hyman
$13M +$35.5K +400 +0.3%
HAI
169
Hennessy Advisors Inc
California
$12.9M +$355K +4,000 +3%
HIMCH
170
Hartford Investment Management Co (HIMCO)
Connecticut
$12.9M +$203K +2,290 +2%
ASRS
171
Arizona State Retirement System
Arizona
$12.8M +$62.1K +700 +0.5%
QAM
172
QCI Asset Management
New York
$12.8M +$12.6K +142 +0.1%
Zurich Cantonal Bank
173
Zurich Cantonal Bank
Switzerland
$12.7M +$3.31M +37,242 +35%
GF
174
Gabelli Funds
New York
$12.5M – – –
FAF
175
Fjarde Ap-fonden
Sweden
$12.4M +$466K +5,251 +4%
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