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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Market Value Shares Shares
Change 		Shares
Change %
NPA
151
Nichols & Pratt Advisers
Massachusetts
$13.1M 192,810 +3,950 +2%
Axa
152
Axa
France
$13M 191,540 -89,172 -32%
PG
153
PEAK6 Group
Illinois
$13M 191,093 -103,396 -35%
CTB
154
Country Trust Bank
Illinois
$13M 190,867 +27,180 +17%
HighTower Advisors
155
HighTower Advisors
Illinois
$12.7M 187,011 -45,574 -20%
MC
156
Martin Currie
United Kingdom
$12.3M 180,843 -700 -0.4%
Canada Pension Plan Investment Board
157
Canada Pension Plan Investment Board
Ontario, Canada
$12.1M 178,229 +15,000 +9%
Nordea Investment Management
158
Nordea Investment Management
Sweden
$12M 177,194 +9,672 +6%
Robeco Institutional Asset Management
159
Robeco Institutional Asset Management
Netherlands
$12M 176,582 +49,662 +39%
Thrivent Financial for Lutherans
160
Thrivent Financial for Lutherans
Minnesota
$11.9M 174,480 -27,970 -14%
AG
161
Aperio Group
California
$11.8M 173,612 +9,469 +6%
GIBU
162
Gulf International Bank (UK)
United Kingdom
$11.4M 167,367 +4,400 +3%
ACI
163
AMP Capital Investors
Australia
$11.1M 160,953 -500 -0.3%
ASRS
164
Arizona State Retirement System
Arizona
$10.9M 160,796 -4,100 -2%
ZIC
165
ZWJ Investment Counsel
Georgia
$10.9M 160,241 -43,727 -21%
Citigroup
166
Citigroup
New York
$10.7M 156,978 -109,562 -41%
RJFSA
167
Raymond James Financial Services Advisors
Florida
$10.6M 156,115 +27,081 +21%
Allianz Asset Management
168
Allianz Asset Management
Germany
$10.6M 155,726 -12,154 -7%
EDRH
169
Edmond de Rothschild Holding
Switzerland
$10.5M 154,078 +15,903 +12%
CCMH
170
Cornerstone Capital Management Holdings
New York
$10.2M 150,659 -24,391 -14%
RCM
171
Riverhead Capital Management
Delaware
$10.2M 150,495 +78,535 +109%
Public Sector Pension Investment Board (PSP Investments)
172
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$10.1M 148,704 -9,800 -6%
IRF
173
IBM Retirement Fund
New York
$10M 147,107 +538 +0.4%
CA
174
Commerzbank Aktiengesellschaft
Germany
$9.96M 146,548 -218,246 -60%
CDH
175
Charles D. Hyman
$9.92M 145,955 -3,900 -3%
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