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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
SOMRS
151
State of Michigan Retirement System
Michigan
$14.2M 217,654 -16,500 -7%
MAA
152
Matrix Asset Advisors
New York
$14.2M 217,040 +2,732 +1%
TPSF
153
Texas Permanent School Fund
Texas
$14M 214,894 -4,877 -2%
Federated Hermes
154
Federated Hermes
Pennsylvania
$13.8M 211,068 +58,521 +38%
Nisa Investment Advisors
155
Nisa Investment Advisors
Missouri
$13.4M 203,830 +25,490 +14%
OI
156
Oakbrook Investments
Illinois
$13.4M 204,262 +500 +0.2%
ZIC
157
ZWJ Investment Counsel
Georgia
$13.3M 203,968 -5,586 -3%
Thrivent Financial for Lutherans
158
Thrivent Financial for Lutherans
Minnesota
$13.2M 202,450 +2,150 +1%
NPA
159
Nichols & Pratt Advisers
Massachusetts
$12.3M 188,860 +6,837 +4%
TRSOTSOK
160
Teachers Retirement System of the State of Kentucky
Kentucky
$12.2M 187,400 +104,200 +125%
WIC
161
Willis Investment Counsel
Georgia
$12M 183,625 +7,335 +4%
MC
162
Martin Currie
United Kingdom
$11.9M 181,543 +13,300 +8%
SIC
163
Schwartz Investment Counsel
Michigan
$11.7M 179,200 -182,450 -50%
CCM
164
Cadence Capital Management
Massachusetts
$11.7M 178,508 +5,714 +3%
CCMH
165
Cornerstone Capital Management Holdings
New York
$11.4M 175,050 -9,551 -5%
Public Employees Retirement Association of Colorado
166
Public Employees Retirement Association of Colorado
Colorado
$11.3M 173,364 -3,823 -2%
AAM
167
Advisors Asset Management
Colorado
$11.2M 171,342 +34,707 +25%
Allianz Asset Management
168
Allianz Asset Management
Germany
$11M 167,880 -181,393 -52%
Nordea Investment Management
169
Nordea Investment Management
Sweden
$10.9M 167,522 +18,553 +12%
Comerica Bank
170
Comerica Bank
Texas
$10.8M 165,896 -179,232 -52%
ASRS
171
Arizona State Retirement System
Arizona
$10.8M 164,896 +164,896 New
AG
172
Aperio Group
California
$10.7M 164,143 -17,731 -10%
CTB
173
Country Trust Bank
Illinois
$10.7M 163,687 +1,271 +0.8%
Canada Pension Plan Investment Board
174
Canada Pension Plan Investment Board
Ontario, Canada
$10.7M 163,229 -138,671 -46%
GIBU
175
Gulf International Bank (UK)
United Kingdom
$10.7M 162,967 – –
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7
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