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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
SOMRS
151
State of Michigan Retirement System
Michigan
$14.2M -$1.26M -16,500 -7%
MAA
152
Matrix Asset Advisors
New York
$14.2M +$209K +2,732 +1%
TPSF
153
Texas Permanent School Fund
Texas
$14M -$373K -4,877 -2%
Federated Hermes
154
Federated Hermes
Pennsylvania
$13.8M +$4.48M +58,521 +38%
Nisa Investment Advisors
155
Nisa Investment Advisors
Missouri
$13.4M +$1.95M +25,490 +14%
OI
156
Oakbrook Investments
Illinois
$13.4M +$38.2K +500 +0.2%
ZIC
157
ZWJ Investment Counsel
Georgia
$13.3M -$427K -5,586 -3%
Thrivent Financial for Lutherans
158
Thrivent Financial for Lutherans
Minnesota
$13.2M +$164K +2,150 +1%
NPA
159
Nichols & Pratt Advisers
Massachusetts
$12.3M +$523K +6,837 +4%
TRSOTSOK
160
Teachers Retirement System of the State of Kentucky
Kentucky
$12.2M +$7.97M +104,200 +125%
WIC
161
Willis Investment Counsel
Georgia
$12M +$561K +7,335 +4%
MC
162
Martin Currie
United Kingdom
$11.9M +$1.02M +13,300 +8%
SIC
163
Schwartz Investment Counsel
Michigan
$11.7M -$14M -182,450 -50%
CCM
164
Cadence Capital Management
Massachusetts
$11.7M +$437K +5,714 +3%
CCMH
165
Cornerstone Capital Management Holdings
New York
$11.4M -$731K -9,551 -5%
Public Employees Retirement Association of Colorado
166
Public Employees Retirement Association of Colorado
Colorado
$11.3M -$292K -3,823 -2%
AAM
167
Advisors Asset Management
Colorado
$11.2M +$2.65M +34,707 +25%
Allianz Asset Management
168
Allianz Asset Management
Germany
$11M -$13.9M -181,393 -52%
Nordea Investment Management
169
Nordea Investment Management
Sweden
$10.9M +$1.42M +18,553 +12%
Comerica Bank
170
Comerica Bank
Texas
$10.8M -$13.7M -179,232 -52%
ASRS
171
Arizona State Retirement System
Arizona
$10.8M +$12.6M +164,896 New
AG
172
Aperio Group
California
$10.7M -$1.36M -17,731 -10%
CTB
173
Country Trust Bank
Illinois
$10.7M +$97.2K +1,271 +0.8%
Canada Pension Plan Investment Board
174
Canada Pension Plan Investment Board
Ontario, Canada
$10.7M -$10.6M -138,671 -46%
GIBU
175
Gulf International Bank (UK)
United Kingdom
$10.7M

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.