CAT icon

Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
Invesco
Georgia
$404M
3
Fidelity International
Fidelity International
Bermuda
$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
$494M
5
O
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
Franklin Resources
California
$473M
5
Capital World Investors
Capital World Investors
California
$2.6B
Name Holding Trade Value Shares
Change 		Shares
Change %
ACI
151
AMP Capital Investors
Australia
$24M +$7.61M +76,548 +47%
MG
152
Markel Group
Virginia
$23.9M -$99.4K -1,000 -0.4%
WBG
153
Wharton Business Group
Pennsylvania
$23.8M +$316K +3,180 +1%
Public Sector Pension Investment Board (PSP Investments)
154
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$23.2M -$308K -3,100 -1%
Citadel Advisors
155
Citadel Advisors
Florida
$23M +$4.92M +49,511 +27%
Alyeska Investment Group
156
Alyeska Investment Group
Illinois
$22.7M +$22.7M +228,413 New
Lord, Abbett & Co
157
Lord, Abbett & Co
New Jersey
$22.6M -$83.2M -837,397 -79%
OI
158
Oakbrook Investments
Illinois
$22.5M -$218K -2,190 -1%
BHC
159
Bowen Hanes & Co
Florida
$22.2M -$59.6K -600 -0.3%
ProShare Advisors
160
ProShare Advisors
Maryland
$21.8M +$970K +9,765 +5%
HCM
161
Herndon Capital Management
Georgia
$21.7M +$3.85M +38,737 +22%
BAMF
162
BI Asset Management Fondsmaeglerselskab
Denmark
$21.3M +$21.3M +214,800 New
Public Employees Retirement Association of Colorado
163
Public Employees Retirement Association of Colorado
Colorado
$21.3M -$487K -4,902 -2%
Fifth Third Bancorp
164
Fifth Third Bancorp
Ohio
$21.2M +$2.21M +22,200 +12%
FCAM
165
F&C Asset Management
United Kingdom
$20.9M +$14.8M +148,612 +241%
TSU
166
TD Securities (USA)
New York
$20.8M -$1.51M -15,206 -7%
Commonwealth Equity Services
167
Commonwealth Equity Services
Massachusetts
$19.8M +$131K +1,319 +0.7%
WIC
168
Willis Investment Counsel
Georgia
$19.7M -$407K -4,095 -2%
Nisa Investment Advisors
169
Nisa Investment Advisors
Missouri
$19.7M +$1.06M +10,700 +6%
MAA
170
Matrix Asset Advisors
New York
$19.7M -$336K -3,383 -2%
HIMC
171
Heritage Investors Management Corp
Maryland
$19.4M +$268K +2,696 +1%
ALA
172
Atherton Lane Advisers
California
$19.3M -$120K -1,210 -0.6%
RFC
173
Regions Financial Corp
Alabama
$19.3M -$1.16M -11,682 -6%
WT
174
Whittier Trust
California
$19.1M +$735K +7,400 +4%
Zurich Cantonal Bank
175
Zurich Cantonal Bank
Switzerland
$18.8M +$2.81M +28,267 +18%
5 6
7
8 9