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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
NWM
1701
Northwest Wealth Management
Iowa
– -$264K -2,086 Closed
JT
1702
Jump Trading
Illinois
– -$263K -2,079 Closed
BCM
1703
Breiter Capital Management
Florida
– -$253K -2,001 Closed
LA
1704
LVW Advisors
New York
– -$253K -2,000 Closed
VAS
1705
Vestmark Advisory Solutions
Massachusetts
– -$249K -1,972 Closed
CFC
1706
Coyle Financial Counsel
Illinois
– -$231K -1,831 Closed
GC
1707
Grimes & Company
Massachusetts
– -$230K -1,820 Closed
BCMO
1708
Buckingham Capital Management (Ohio)
Ohio
– -$224K -1,771 Closed
JSL
1709
JT Stratford LLC
Georgia
– -$217K -1,715 Closed
BO
1710
Bach Option
Hong Kong
– -$216K -1,707 Closed
KFS
1711
Kurt F. Somerville
– -$215K -1,700 Closed
MWM
1712
Merriman Wealth Management
Washington
– -$205K -1,620 Closed
IEFM
1713
IQ EQ Fund Management
Ireland
– -$158K -1,250 Closed
KOCAA
1714
Knights of Columbus Asset Advisors
Connecticut
– -$130K -1,028 Closed
QT
1715
Quantbot Technologies
New York
– -$94K -751 Closed
CCM
1716
Cribstone Capital Management
Maine
– -$88K -700 Closed
KWA
1717
KCS Wealth Advisory
California
– -$76.4K -605 Closed
NCM
1718
Nelson Capital Management
California
– -$71K -566 Closed
SFM
1719
Systematic Financial Management
New Jersey
– -$51K -407 Closed
GWAG
1720
Garrett Wealth Advisory Group
Texas
– -$46.9K -371 Closed
CAGAS
1721
Capital Advisory Group Advisory Services
Minnesota
– -$39K -300 Closed
CWM
1722
Cranbrook Wealth Management
Michigan
– -$24K -192 Closed
OFS
1723
Orrstown Financial Services
Pennsylvania
– -$15K -126 Closed
EWM
1724
Elmwood Wealth Management
California
– -$14K -110 Closed
TC
1725
Truvestments Capital
Florida
– -$10K -82 Closed
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