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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
LNB
1651
Ledyard National Bank
– -$297K -2,337 Closed
WAM
1652
Winslow Asset Management
Ohio
– -$296K -2,330 Closed
VHAM
1653
Van Hulzen Asset Management
California
– -$294K -2,317 Closed
SAM
1654
Symphony Asset Management
California
– -$284K -2,234 Closed
SDJVC
1655
St. Denis J. Villere & Co
Louisiana
– -$273K -2,150 Closed
RI
1656
Ridgewood Investments
New Jersey
– -$323K -2,118 Closed
JCM
1657
Janney Capital Management
Pennsylvania
– -$264K -2,080 Closed
FAM
1658
Flaharty Asset Management
Florida
– -$264K -2,076 Closed
NJBEST
1659
New Jersey Better Educational Savings Trust
New Jersey
– -$254K -2,000 Closed
EWM
1660
Elite Wealth Management
Washington
– -$253K -1,991 Closed
ANBT
1661
American National Bank & Trust
Texas
– -$217K -1,707 Closed
SIM
1662
Spark Investment Management
New York
– -$216K -1,700 Closed
DCM
1663
Driehaus Capital Management
Illinois
– -$210K -1,656 Closed
FAN
1664
Financial Advisors Network
California
– -$208K -1,633 Closed
AIS
1665
American Investment Services
Massachusetts
– -$207K -1,627 Closed
PFA
1666
Pure Financial Advisors
California
– -$206K -1,625 Closed
ICM
1667
IMS Capital Management
Oregon
– -$206K -1,620 Closed
CAM
1668
Congress Asset Management
Massachusetts
– -$205K -1,610 Closed
LPWM
1669
Lake Point Wealth Management
Texas
– -$200K -1,577 Closed
QFA
1670
Quattro Financial Advisors
Texas
– -$203K -1,544 Closed
CCMW
1671
Cypress Capital Management (Wyoming)
Wyoming
– -$180K -1,415 Closed
PG
1672
Patten Group
Tennessee
– -$161K -1,269 Closed
MWA
1673
Meridian Wealth Advisors
Texas
– -$161K -1,265 Closed
VAIA
1674
Virtus Alternative Investment Advisers
Connecticut
– -$132K -1,038 Closed
EWA
1675
ERTS Wealth Advisors
Michigan
– -$89K -703 Closed
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