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Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
ABLA
1626
Alan B. Lancz & Associates
Ohio
$406K – – –
SXL
1627
Summit X LLC
Missouri
$404K +$67.5K +296 +20%
GCA
1628
Gradient Capital Advisors
California
$402K +$229 +1 +0.1%
WA
1629
WealthTrust Axiom
Pennsylvania
$401K +$229 +1 +0.1%
MGWM
1630
Marks Group Wealth Management
Minnesota
$400K – – –
THWM
1631
Taylor Hoffman Wealth Management
Virginia
$400K +$22.9K +100 +6%
SFG
1632
Sovereign Financial Group
Connecticut
$399K +$1.14K +5 +0.3%
PSCM
1633
Per Stirling Capital Management
Texas
$398K +$203K +887 +104%
BWM
1634
Benchmark Wealth Management
Connecticut
$398K +$224 +1 +0.1%
ARG
1635
Advisory Resource Group
Oklahoma
$398K +$2.29K +10 +0.6%
YIA
1636
YHB Investment Advisors
Connecticut
$397K -$4.35K -19 -1%
BFS
1637
Bard Financial Services
Connecticut
$397K – – –
PFGIA
1638
Patriot Financial Group Insurance Agency
Massachusetts
$395K +$93.8K +410 +31%
KLCM
1639
KG&L Capital Management
Louisiana
$395K -$727K -3,178 -65%
LA
1640
Latitude Advisors
Florida
$395K -$2.52K -11 -0.6%
CFO
1641
Callan Family Office
Pennsylvania
$395K -$3.21M -14,027 -89%
RA
1642
Rockingstone Advisors
Massachusetts
$395K -$20.6K -90 -5%
TWM
1643
Tradition Wealth Management
Minnesota
$393K +$8.47K +37 +2%
CCM
1644
Check Capital Management
California
$393K – – –
BIC
1645
Beach Investment Counsel
Pennsylvania
$392K -$3.08M -13,441 -89%
BWM
1646
BigSur Wealth Management
Florida
$391K – – –
ACS
1647
Archford Capital Strategies
Illinois
$391K -$4.27K -20 -1%
SSA
1648
Schonfeld Strategic Advisors
New York
$391K -$3.56M -15,576 -90%
SMWM
1649
Silvia McColl Wealth Management
California
$390K – – –
SIM
1650
Stratos Investment Management
Ohio
$389K -$20.6K -90 -5%
64 65
66
67 68