Rockingstone Advisors’s Caterpillar CAT Stock Holding History

Rockingstone Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$676K	Sell	834 -95	-10%	-$80.6K	0.27%	74
2026 Q2	$989K	Sell	929 -2	-0.2%	-$1.76K	0.4%	64
2026 Q1	$660K	Sell	931 -1	-0.1%	-$693	0.3%	74
2025 Q4	$534K	Sell	932 -24	-3%	-$13.3K	0.24%	82
2025 Q3	$456K	Sell	956 -380	-28%	-$162K	0.23%	83
2025 Q2	$519K	Hold	1,336	–	–	0.27%	77
2025 Q1	$441K	Buy	1,336 +53	+4%	+$18.9K	0.2%	85
2024 Q4	$465K	Buy	1,283 +34	+3%	+$13.2K	0.21%	83
2024 Q3	$489K	Sell	1,249 -13	-1%	-$4.49K	0.24%	83
2024 Q2	$420K	Buy	1,262 +15	+1%	+$5.2K	0.22%	87
2024 Q1	$457K	Hold	1,247	–	–	0.24%	88
2023 Q4	$369K	Sell	1,247 -404	-24%	-$105K	0.21%	90
2023 Q3	$451K	Sell	1,651 -52	-3%	-$14.1K	0.25%	82
2023 Q2	$419K	Sell	1,703 -21	-1%	-$4.68K	0.24%	85
2023 Q1	$395K	Sell	1,724 -90	-5%	-$21.8K	0.24%	86
2022 Q4	$435K	Buy	+1,814	New	+$395K	0.32%	73

Other funds holding CAT

Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return

Fisher Asset Management Camas, Washington $348B AUM 26.9% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return

Amundi Paris, France $496B AUM 35.36% 1-Year Est. Return

Citigroup New York $308B AUM 40.94% 1-Year Est. Return

Mitsubishi UFJ Asset Management Tokyo, Japan $194B AUM 32.2% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $362B AUM 34.89% 1-Year Est. Return

Barclays London, United Kingdom $500B AUM 36.84% 1-Year Est. Return

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $174B AUM 33.96% 1-Year Est. Return

Rockingstone Advisors's CAT Position: Q3 2026 in Review

Rockingstone Advisors reduced its Caterpillar (CAT) stake by 10% in Q3 2026, selling an estimated $80.6K and leaving 834 shares worth $676K. The position accounts for 0.27% of the portfolio, ranked #74.

Rockingstone Advisors first reported a position in CAT in Q4 2022 and has held it in 16 quarters since. The position peaked at $989K in Q2 2026. 2,402 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

Rockingstone Advisors held 834 shares of Caterpillar worth $676K as of Q3 2026.
Rockingstone Advisors sold 95 Caterpillar shares in Q3 2026, an estimated $80.6K.
Caterpillar made up 0.27% of Rockingstone Advisors's portfolio in Q3 2026, its #74 holding.
Rockingstone Advisors first reported a position in Caterpillar in Q4 2022 and has held it in 16 quarters since.
Rockingstone Advisors's Caterpillar position peaked at $989K in Q2 2026.
2,402 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Rockingstone Advisors's 13F filing for Q3 2026, filed 16 Oct 2026.